Kin Chor Tang
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Kin Chor Tang (鄧建初), a licensed Responsible Officer with CE reference ACH809. Currently licensed at 1 firm(s): Azure Tide Capital Limited. Active regulated activities: Type 1 - Dealing in securities; Type 4 - Advising on securities; Type 9 - Asset management. This person has 22.2 years of SFC licence history. Total licence records on file: 21.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Azure Tide Capital Limited 海泉盛資本有限公司 |
RO | Type 1 - Dealing in securities | 2025-11-26 | present |
| Azure Tide Capital Limited 海泉盛資本有限公司 |
RO | Type 4 - Advising on securities | 2025-11-26 | present |
| Azure Tide Capital Limited 海泉盛資本有限公司 |
RO | Type 9 - Asset management | 2025-11-26 | present |
| Sino Partner International Securities Limited 中合國際證券有限公司 |
RO | Type 1 - Dealing in securities | 2024-06-24 | 2025-11-16 |
| Sino Partner International Securities Limited 中合國際證券有限公司 |
RO | Type 4 - Advising on securities | 2024-06-24 | 2025-11-16 |
| Sino Partner International Securities Limited 中合國際證券有限公司 |
RO | Type 9 - Asset management | 2024-06-24 | 2025-11-16 |
| SunRiver International Securities Group Limited 淞港國際證券集團有限公司 |
RO | Type 1 - Dealing in securities | 2021-01-05 | 2023-10-09 |
| SunRiver International Securities Group Limited 淞港國際證券集團有限公司 |
RO | Type 4 - Advising on securities | 2021-01-05 | 2023-10-09 |
| SunRiver International Securities Group Limited 淞港國際證券集團有限公司 |
RO | Type 9 - Asset management | 2021-01-05 | 2023-10-09 |
| Alpha Win Capital Limited 中源國際資本有限公司 |
RO | Type 4 - Advising on securities | 2020-03-02 | 2020-11-21 |
| Alpha Win Capital Limited 中源國際資本有限公司 |
RO | Type 9 - Asset management | 2020-03-02 | 2020-11-21 |
| Alpha Win Capital Limited 中源國際資本有限公司 |
RO | Type 1 - Dealing in securities | 2019-03-06 | 2020-11-21 |
| CASH Wealth Management Limited 時富財富管理有限公司 |
Rep | Type 4 - Advising on securities | 2016-12-23 | 2019-01-13 |
| CASH Asset Management Limited 時富資產管理有限公司 |
Rep | Type 9 - Asset management | 2011-02-10 | 2019-01-13 |
| Celestial Securities Limited 時富證券有限公司 |
Rep | Type 1 - Dealing in securities | 2004-10-04 | 2019-01-13 |
| Celestial Commodities Limited 時富商品有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2004-10-04 | 2019-01-13 |
| Tung Shing Securities (Brokers) Limited 東盛證券(經紀)有限公司 |
Rep | Type 1 - Dealing in securities | Pre-2003 | 2004-09-28 |
| Tung Shing Futures (Brokers) Limited 東盛期貨(經紀)有限公司 |
Rep | Type 2 - Dealing in futures contracts | Pre-2003 | 2004-09-28 |
| Tung Shing Securities (Brokers) Limited 東盛證券(經紀)有限公司 |
Rep | Type 4 - Advising on securities | Pre-2003 | 2004-01-09 |
| Tung Shing Securities (Brokers) Limited 東盛證券(經紀)有限公司 |
Rep | Type 6 - Advising on corporate finance | Pre-2003 | 2004-01-09 |
| Tung Shing Securities (Brokers) Limited 東盛證券(經紀)有限公司 |
Rep | Type 9 - Asset management | Pre-2003 | 2004-01-09 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Kin Chor Tang during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.