Tak Luen Lee

李德麟
CE No. BAU136 Active

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Tak Luen Lee (李德麟), CE reference BAU136. Currently licensed at 2 firm(s): Bank Consortium Trust Company Limited, BCT Financial Limited. Total licence records on file: 5.

Licence history

FirmRoleRegulated activityFromTo
Bank Consortium Trust Company Limited
銀聯信託有限公司
RO Type 13 — Providing depositary services for relevant CIS 2024-10-02 present
BCT Financial Limited
銀聯金融有限公司
RO Type 1 — Dealing in securities 2017-10-17 present
BCT Financial Limited
銀聯金融有限公司
RO Type 4 — Advising on securities 2017-10-17 present
BCT Financial Limited
銀聯金融有限公司
Rep Type 1 — Dealing in securities 2013-03-19 2017-10-17
BCT Financial Limited
銀聯金融有限公司
Rep Type 4 — Advising on securities 2013-03-19 2017-10-17

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