Tak Luen Lee
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Tak Luen Lee (李德麟), a licensed Responsible Officer with CE reference BAU136. Currently licensed at 2 firm(s): Bank Consortium Trust Company Limited, BCT Financial Limited. Active regulated activities: Type 1 - Dealing in securities; Type 4 - Advising on securities; Type 13 - Providing depositary services for relevant CISs. This person has 13.4 years of SFC licence history. Total licence records on file: 5.
Information
- LinkedIn:
- Email:
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Bank Consortium Trust Company Limited 銀聯信託有限公司 |
RO | Type 13 - Providing depositary services for relevant CIS | 2024-10-02 | present |
| BCT Financial Limited 銀聯金融有限公司 |
RO | Type 1 - Dealing in securities | 2017-10-17 | present |
| BCT Financial Limited 銀聯金融有限公司 |
RO | Type 4 - Advising on securities | 2017-10-17 | present |
| BCT Financial Limited 銀聯金融有限公司 |
Rep | Type 1 - Dealing in securities | 2013-03-19 | 2017-10-17 |
| BCT Financial Limited 銀聯金融有限公司 |
Rep | Type 4 - Advising on securities | 2013-03-19 | 2017-10-17 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Tak Luen Lee during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.
| Name | Shared firm | Overlap |
|---|---|---|
| Yun Man Lai | BCT Financial Limited | 2013–present |
| Kit Sum Leung | BCT Financial Limited | 2013–present |
| Yiu Fai Lok | BCT Financial Limited | 2013–present |
| Sze Ming Ma | BCT Financial Limited | 2013–present |
| King Yue Shek | BCT Financial Limited | 2013–present |
| Hung Luk Sze | BCT Financial Limited | 2013–present |
| Chun Hong Yip | BCT Financial Limited | 2013–present |
| Wing-Wah Christine Lam | BCT Financial Limited | 2013–present |
| Cheuk Lan Chung | BCT Financial Limited | 2013–2025 |
| Lai Nga Ng | BCT Financial Limited | 2013–2025 |
| Chak Man Li | BCT Financial Limited | 2013–2025 |
| Hoi Lam Fung | BCT Financial Limited | 2013–2025 |
| Nelson Yat Sang Yeung | BCT Financial Limited | 2014–present |
| Jenny Siu Mei Kwok | BCT Financial Limited | 2013–2025 |
| Betsy Ka Shi Lau | BCT Financial Limited | 2013–2024 |
| Ho Shun Wong | BCT Financial Limited | 2015–present |
| Pui Shan Li | BCT Financial Limited | 2014–2025 |
| Victor Chak Pun Wong | BCT Financial Limited | 2013–2024 |
| Hiu Tsz Chow | BCT Financial Limited | 2014–2025 |
| Yik Ning Kwok | BCT Financial Limited | 2016–present |