Fong Kwan Chu
朱方群
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Fong Kwan Chu (朱方群), a licensed Responsible Officer with CE reference ACA839. Currently licensed at 1 firm(s): Azure Tide Capital Limited. Active regulated activities: Type 1 — Dealing in securities; Type 4 — Advising on securities; Type 9 — Asset management. Total licence records on file: 21.
More firms doing Dealing in securities →More firms doing Advising on securities →More firms doing Asset management →
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Azure Tide Capital Limited 海泉盛資本有限公司 |
RO | Type 1 — Dealing in securities | 2025-11-26 | present |
| Azure Tide Capital Limited 海泉盛資本有限公司 |
RO | Type 4 — Advising on securities | 2025-11-26 | present |
| Azure Tide Capital Limited 海泉盛資本有限公司 |
RO | Type 9 — Asset management | 2025-11-26 | present |
| Sino Partner International Securities Limited 中合國際證券有限公司 |
RO | Type 1 — Dealing in securities | 2025-01-13 | 2025-08-15 |
| Sino Partner International Securities Limited 中合國際證券有限公司 |
RO | Type 4 — Advising on securities | 2025-01-13 | 2025-08-15 |
| Sino Partner International Securities Limited 中合國際證券有限公司 |
RO | Type 9 — Asset management | 2025-01-13 | 2025-08-15 |
| Sino Partner International Securities Limited 中合國際證券有限公司 |
Rep | Type 1 — Dealing in securities | 2024-08-01 | 2025-01-13 |
| Sino Partner International Securities Limited 中合國際證券有限公司 |
Rep | Type 4 — Advising on securities | 2024-08-01 | 2025-01-13 |
| Sino Partner International Securities Limited 中合國際證券有限公司 |
Rep | Type 9 — Asset management | 2024-08-01 | 2025-01-13 |
| FIL Investment Management (Hong Kong) Limited 富達基金(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2005-02-03 | 2005-06-15 |
| FIL Investment Management (Hong Kong) Limited 富達基金(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2005-02-02 | 2005-06-15 |
| FIL Investment Management (Hong Kong) Limited 富達基金(香港)有限公司 |
Rep | Type 9 — Asset management | 2005-02-02 | 2005-06-15 |
| Vision Capital Investment Management Limited 遠信資本投資管理有限公司 |
Rep | Type 1 — Dealing in securities | 2004-03-18 | 2004-09-03 |
| Vision Capital Investment Management Limited 遠信資本投資管理有限公司 |
Rep | Type 4 — Advising on securities | 2004-03-18 | 2004-07-30 |
| Vision Capital Investment Management Limited 遠信資本投資管理有限公司 |
Rep | Type 5 — Advising on futures contracts | 2004-03-18 | 2004-07-30 |
| Vision Capital Investment Management Limited 遠信資本投資管理有限公司 |
Rep | Type 9 — Asset management | 2004-03-18 | 2004-09-03 |
| CITIC Securities Corporate Finance (HK) Limited 中信証券融資(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2003-06-07 | 2004-09-03 |
| CITIC Securities Corporate Finance (HK) Limited 中信証券融資(香港)有限公司 |
Rep | Type 5 — Advising on futures contracts | 2003-06-07 | 2004-07-30 |
| CITIC Securities Corporate Finance (HK) Limited 中信証券融資(香港)有限公司 |
Rep | Type 4 — Advising on securities | present | 2004-07-30 |
| CITIC Securities Corporate Finance (HK) Limited 中信証券融資(香港)有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2003-04-29 |
| CITIC Securities Corporate Finance (HK) Limited 中信証券融資(香港)有限公司 |
Rep | Type 9 — Asset management | present | 2004-09-03 |