Doni Shamsuddin
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Doni Shamsuddin, a licensed Responsible Officer with CE reference AZB289. Currently licensed at 1 firm(s): BNY Mellon Investment Management Hong Kong Limited. Active regulated activities: Type 1 - Dealing in securities; Type 2 - Dealing in futures contracts; Type 4 - Advising on securities; Type 9 - Asset management. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| BNY Mellon Investment Management Hong Kong Limited 紐約梅隆投資管理香港有限公司 |
RO | Type 2 - Dealing in futures contracts | 2017-10-31 | present |
| BNY Mellon Investment Management Hong Kong Limited 紐約梅隆投資管理香港有限公司 |
RO | Type 9 - Asset management | 2017-02-10 | present |
| BNY Mellon Investment Management Hong Kong Limited 紐約梅隆投資管理香港有限公司 |
RO | Type 1 - Dealing in securities | 2015-04-30 | present |
| BNY Mellon Investment Management Hong Kong Limited 紐約梅隆投資管理香港有限公司 |
RO | Type 4 - Advising on securities | 2015-04-30 | present |