Johnson Wu
胡宗迅
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Johnson Wu (胡宗迅), a licensed Responsible Officer with CE reference ACX408. Currently licensed at 1 firm(s): Quantbot Technologies (HK), Limited. Active regulated activities: Type 9 — Asset management. Total licence records on file: 12.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Quantbot Technologies (HK), Limited |
RO | Type 9 — Asset management | 2016-05-24 | present |
| Liquid Capital Markets Hong Kong Limited |
Rep | Type 1 — Dealing in securities | 2010-05-19 | 2011-03-21 |
| Liquid Capital Markets Hong Kong Limited |
Rep | Type 2 — Dealing in futures contracts | 2010-05-19 | 2011-03-21 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 — Dealing in securities | 2005-04-07 | 2009-02-27 |
| Merrill Lynch Far East Limited | Rep | Type 1 — Dealing in securities | 2005-04-07 | 2009-02-27 |
| Merrill Lynch Futures (Hong Kong) Limited | Rep | Type 2 — Dealing in futures contracts | 2005-04-07 | 2009-02-27 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 1 — Dealing in securities | present | 2003-10-16 |
| Morgan Stanley Hong Kong Futures Limited | Rep | Type 2 — Dealing in futures contracts | present | 2003-10-16 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 4 — Advising on securities | present | 2003-10-16 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2003-10-16 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 7 — Providing automated trading services | present | 2003-10-16 |
| Morgan Stanley Hong Kong Futures Limited | Rep | Type 7 — Providing automated trading services | present | 2003-10-16 |