Patrick Kwok Hing Shea
佘國興
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Patrick Kwok Hing Shea (佘國興), CE reference AAC349. Currently licensed at 2 firm(s): SFGHK Limited, SFG Fund Limited. Total licence records on file: 43.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| SFGHK Limited | RO | Type 1 — Dealing in securities | 2020-09-18 | present |
| SFGHK Limited | RO | Type 4 — Advising on securities | 2020-09-18 | present |
| SFG Fund Limited |
RO | Type 9 — Asset management | 2020-09-18 | present |
| SFGHK Limited | Rep | Type 4 — Advising on securities | 2020-09-07 | 2020-09-18 |
| SFG Fund Limited |
Rep | Type 9 — Asset management | 2020-09-07 | 2020-09-18 |
| Blackhorn Wealth Management Limited 晉羚財富管理有限公司 |
RO | Type 4 — Advising on securities | 2019-08-22 | 2020-07-31 |
| Blackhorn Wealth Management Limited 晉羚財富管理有限公司 |
RO | Type 9 — Asset management | 2019-08-22 | 2020-07-31 |
| Blackhorn Wealth Management Limited 晉羚財富管理有限公司 |
Rep | Type 4 — Advising on securities | 2019-07-02 | 2019-08-22 |
| Blackhorn Wealth Management Limited 晉羚財富管理有限公司 |
Rep | Type 9 — Asset management | 2019-07-02 | 2019-08-22 |
| Solshire International Capital Management (HK) Limited 朔商國際資本管理(香港)有限公司 |
RO | Type 4 — Advising on securities | 2018-11-15 | 2019-05-10 |
| Solshire International Capital Management (HK) Limited 朔商國際資本管理(香港)有限公司 |
RO | Type 9 — Asset management | 2018-11-15 | 2019-05-10 |
| SFG Fund Limited |
RO | Type 9 — Asset management | 2017-12-05 | 2018-11-09 |
| SFGHK Limited | RO | Type 4 — Advising on securities | 2017-07-14 | 2018-11-09 |
| SFGHK Limited | RO | Type 1 — Dealing in securities | 2015-12-28 | 2018-11-09 |
| Fulbright Securities Limited 富昌證券有限公司 |
Rep | Type 1 — Dealing in securities | 2015-05-20 | 2015-11-06 |
| Fulbright Futures Limited 富昌期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2015-05-20 | 2015-11-06 |
| Kingsway Financial Services Group Limited 滙富金融服務有限公司 |
Rep | Type 1 — Dealing in securities | 2014-03-28 | 2015-05-15 |
| Kingsway Financial Services Group Limited 滙富金融服務有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2014-03-28 | 2015-05-15 |
| Metro Capital Securities Limited 美高證券有限公司 |
Rep | Type 1 — Dealing in securities | 2009-05-05 | 2014-03-24 |
| KGI Asia Limited 凱基證券亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2009-02-12 | 2009-04-29 |
| KGI Futures (Hong Kong) Limited 凱基期貨(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2009-02-12 | 2009-04-29 |
| Core Pacific-Yamaichi Futures (H.K.) Limited 京華山一期貨(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2008-12-03 | 2008-12-25 |
| Core Pacific - Yamaichi International (H.K.) Limited 京華山一國際(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2008-11-11 | 2008-12-25 |
| Core Pacific-Yamaichi Securities (H.K.) Limited 京華山一證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2008-11-11 | 2008-12-25 |
| Times Securities Company Limited 時代證券有限公司 |
Rep | Type 1 — Dealing in securities | 2007-11-07 | 2008-09-10 |
| Quam Securities Limited 華富建業證券有限公司 |
Rep | Type 1 — Dealing in securities | 2007-10-09 | 2007-10-13 |
| Quam Securities Limited 華富建業證券有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2007-10-09 | 2007-10-13 |
| Funderstone Securities Limited | Rep | Type 1 — Dealing in securities | 2007-03-16 | 2007-09-21 |
| Funderstone Futures Limited | Rep | Type 2 — Dealing in futures contracts | 2007-03-16 | 2007-09-21 |
| Quam Securities Limited 華富建業證券有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2004-10-26 | 2007-03-01 |
| Quam Securities Limited 華富建業證券有限公司 |
Rep | Type 1 — Dealing in securities | 2004-03-01 | 2007-03-01 |
| Quam Futures Limited 華富嘉洛期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2004-03-01 | 2006-01-31 |
| China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2003-10-20 | 2004-02-25 |
| China Merchants Futures (HK) Co., Limited 招商期貨(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2003-10-20 | 2004-02-25 |
| Wing On Cheong Securities Company Limited 永安祥證券有限公司 |
Rep | Type 1 — Dealing in securities | present | 2003-08-16 |
| Wing On Cheong China Development Company Limited 永安祥中國發展有限公司 |
Rep | Type 2 — Dealing in futures contracts | present | 2003-08-16 |
| Wing On Cheong Securities Company Limited 永安祥證券有限公司 |
Rep | Type 4 — Advising on securities | present | 2003-08-16 |
| Wing On Cheong China Development Company Limited 永安祥中國發展有限公司 |
Rep | Type 5 — Advising on futures contracts | present | 2003-08-16 |
| Wing On Cheong Securities Company Limited 永安祥證券有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2003-08-16 |
| Wing On Cheong China Development Company Limited 永安祥中國發展有限公司 |
Rep | Type 7 — Providing automated trading services | present | 2003-08-16 |
| Wing On Cheong Securities Company Limited 永安祥證券有限公司 |
Rep | Type 7 — Providing automated trading services | present | 2003-08-16 |
| Wing On Cheong China Development Company Limited 永安祥中國發展有限公司 |
Rep | Type 9 — Asset management | present | 2003-08-16 |
| Wing On Cheong Securities Company Limited 永安祥證券有限公司 |
Rep | Type 9 — Asset management | present | 2003-08-16 |