Cynthia Chit Sum Ng
吳哲心
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Cynthia Chit Sum Ng (吳哲心), a licensed Responsible Officer with CE reference AOX396. Currently licensed at 1 firm(s): Sophia Asset Management Limited. Active regulated activities: Type 9 - Asset management. This person has 19.0 years of SFC licence history. Total licence records on file: 3.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Sophia Asset Management Limited 崇智資產管理有限公司 |
RO | Type 9 - Asset management | 2009-12-09 | present |
| ChinaRock Capital Management Limited 華岩(資本)有限公司 |
Rep | Type 9 - Asset management | 2008-09-30 | 2009-12-08 |
| ChinaRock Capital Management Limited 華岩(資本)有限公司 |
RO | Type 9 - Asset management | 2007-07-04 | 2008-09-30 |
Worked alongside
The 3 closest colleagues, strongest tie first — individuals licensed at the same firm as Cynthia Chit Sum Ng during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.
| Name | Shared firm | Overlap |
|---|---|---|
| Feng Bai Ye | Sophia Asset Management Limited | 2009–present |
| Chun Ding | ChinaRock Capital Management Limited | 2007–2009 |
| Joyce Yuen Yee Lai | ChinaRock Capital Management Limited | 2007–2009 |