Cynthia Chit Sum Ng
吳哲心
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Cynthia Chit Sum Ng (吳哲心), a licensed Responsible Officer with CE reference AOX396. Currently licensed at 1 firm(s): Sophia Asset Management Limited. Active regulated activities: Type 9 — Asset management. Total licence records on file: 3.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Sophia Asset Management Limited 崇智資產管理有限公司 |
RO | Type 9 — Asset management | 2009-12-09 | present |
| ChinaRock Capital Management Limited 華岩(資本)有限公司 |
Rep | Type 9 — Asset management | 2008-09-30 | 2009-12-08 |
| ChinaRock Capital Management Limited 華岩(資本)有限公司 |
RO | Type 9 — Asset management | 2007-07-04 | 2008-09-30 |