Kwok Wai Cheng
鄭國偉
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Kwok Wai Cheng (鄭國偉), CE reference ADS285. Currently licensed at 1 firm(s): Omnix Capital Limited. Total licence records on file: 11.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Omnix Capital Limited |
RO | Type 9 — Asset management | 2009-03-19 | present |
| Nomura Securities (Hong Kong) Limited | Rep | Type 1 — Dealing in securities | 2008-12-10 | 2008-12-10 |
| Nomura Futures (Hong Kong) Limited | Rep | Type 2 — Dealing in futures contracts | 2008-12-10 | 2008-12-10 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2008-10-10 | 2008-12-10 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2008-10-10 | 2008-12-10 |
| Lehman Brothers Asia Limited 美國雷曼兄弟亞洲投資有限公司 |
Rep | Type 1 — Dealing in securities | 2008-04-30 | 2008-09-29 |
| Lehman Brothers Asia Limited 美國雷曼兄弟亞洲投資有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2008-04-30 | 2008-09-29 |
| UBS Securities Asia Limited | RO | Type 4 — Advising on securities | 2005-04-27 | 2007-01-01 |
| UBS Securities Asia Limited | Rep | Type 4 — Advising on securities | present | 2005-04-27 |
| UBS Securities Asia Limited | Rep | Type 6 — Advising on corporate finance | present | 2005-03-01 |
| UBS Securities Asia Limited | Rep | Type 9 — Asset management | present | 2005-03-01 |