Bun Hei Lam
林品希
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Bun Hei Lam (林品希), a licensed Responsible Officer with CE reference BIS018. Currently licensed at 2 firm(s): RaffAello Investment Management (HK) Limited, RaffAello Securities (HK) Limited. Active regulated activities: Type 1 - Dealing in securities; Type 4 - Advising on securities; Type 9 - Asset management. Total licence records on file: 6.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| RaffAello Investment Management (HK) Limited |
RO | Type 9 - Asset management | 2021-03-23 | present |
| RaffAello Securities (HK) Limited | RO | Type 4 - Advising on securities | 2020-11-13 | present |
| RaffAello Securities (HK) Limited | RO | Type 1 - Dealing in securities | 2020-04-27 | present |
| RaffAello Capital Limited | Rep | Type 6 - Advising on corporate finance | 2019-03-08 | 2025-05-26 |
| RaffAello Securities (HK) Limited | Rep | Type 4 - Advising on securities | 2017-07-05 | 2020-11-13 |
| RaffAello Securities (HK) Limited | Rep | Type 1 - Dealing in securities | 2017-01-10 | 2020-04-27 |