Kwong Yeung Chan
陳廣揚
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Kwong Yeung Chan (陳廣揚), a licensed Responsible Officer with CE reference AAC266. Currently licensed at 1 firm(s): SunAsia Investment Management Limited. Active regulated activities: Type 9 — Asset management. Total licence records on file: 7.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| SunAsia Investment Management Limited 德昇投資管理有限公司 |
RO | Type 9 — Asset management | 2010-12-30 | present |
| SUN Partners Investment Management Limited 恆昇投資管理有限公司 |
RO | Type 9 — Asset management | 2007-02-16 | 2010-03-31 |
| Macquarie Capital Limited 麥格理資本股份有限公司 |
Rep | Type 1 — Dealing in securities | 2004-01-13 | 2007-02-01 |
| Macquarie Capital Limited 麥格理資本股份有限公司 |
RO | Type 1 — Dealing in securities | present | 2004-01-13 |
| Macquarie Capital Limited 麥格理資本股份有限公司 |
RO | Type 4 — Advising on securities | present | 2004-01-13 |
| Macquarie Capital Limited 麥格理資本股份有限公司 |
RO | Type 6 — Advising on corporate finance | present | 2004-01-13 |
| Macquarie Capital Limited 麥格理資本股份有限公司 |
RO | Type 9 — Asset management | present | 2004-01-13 |