Alfred Ching Ming Li
李正鳴
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Alfred Ching Ming Li (李正鳴), a licensed Representative with CE reference AJM287. Currently licensed at 1 firm(s): SunAsia Investment Management Limited. Active regulated activities: Type 9 - Asset management. This person has 14.2 years of SFC licence history. Total licence records on file: 10.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| SunAsia Investment Management Limited 德昇投資管理有限公司 |
Rep | Type 9 - Asset management | 2025-05-06 | present |
| SunAsia Investment Management Limited 德昇投資管理有限公司 |
Rep | Type 9 - Asset management | 2016-03-01 | 2017-04-18 |
| China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2014-08-18 | 2016-01-29 |
| China Merchants Futures (HK) Co., Limited 招商期貨(香港)有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2014-08-18 | 2016-01-29 |
| BOCI Securities Limited 中銀國際證券有限公司 |
Rep | Type 1 - Dealing in securities | 2014-01-07 | 2014-07-24 |
| BOCI Securities Limited 中銀國際證券有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2014-01-07 | 2014-07-24 |
| BOCI Securities Limited 中銀國際證券有限公司 |
Rep | Type 3 - Leveraged foreign exchange trading | 2014-01-07 | 2014-07-24 |
| HSBC Broking Forex (Asia) Limited 滙豐金融外匯(亞洲)有限公司 |
Rep | Type 3 - Leveraged foreign exchange trading | 2004-06-17 | 2013-12-23 |
| HSBC Broking Securities (Asia) Limited 滙豐金融證券(亞洲)有限公司 |
Rep | Type 1 - Dealing in securities | 2004-02-23 | 2013-12-23 |
| HSBC Broking Futures (Asia) Limited 滙豐金融期貨(亞洲)有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2004-02-23 | 2013-12-23 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Alfred Ching Ming Li during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.