Alfred Ching Ming Li
李正鳴
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Alfred Ching Ming Li (李正鳴), a licensed Representative with CE reference AJM287. Currently licensed at 1 firm(s): SunAsia Investment Management Limited. Active regulated activities: Type 9 — Asset management. Total licence records on file: 10.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| SunAsia Investment Management Limited 德昇投資管理有限公司 |
Rep | Type 9 — Asset management | 2025-05-06 | present |
| SunAsia Investment Management Limited 德昇投資管理有限公司 |
Rep | Type 9 — Asset management | 2016-03-01 | 2017-04-18 |
| China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2014-08-18 | 2016-01-29 |
| China Merchants Futures (HK) Co., Limited 招商期貨(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2014-08-18 | 2016-01-29 |
| BOCI Securities Limited 中銀國際證券有限公司 |
Rep | Type 1 — Dealing in securities | 2014-01-07 | 2014-07-24 |
| BOCI Securities Limited 中銀國際證券有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2014-01-07 | 2014-07-24 |
| BOCI Securities Limited 中銀國際證券有限公司 |
Rep | Type 3 — Leveraged foreign exchange trading | 2014-01-07 | 2014-07-24 |
| HSBC Broking Forex (Asia) Limited 滙豐金融外匯(亞洲)有限公司 |
Rep | Type 3 — Leveraged foreign exchange trading | 2004-06-17 | 2013-12-23 |
| HSBC Broking Securities (Asia) Limited 滙豐金融證券(亞洲)有限公司 |
Rep | Type 1 — Dealing in securities | 2004-02-23 | 2013-12-23 |
| HSBC Broking Futures (Asia) Limited 滙豐金融期貨(亞洲)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2004-02-23 | 2013-12-23 |