Francis Chi Yin Ng
吳旨賢
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Francis Chi Yin Ng (吳旨賢), a licensed Responsible Officer with CE reference AXX647. Currently licensed at 1 firm(s): Pacific Aegis Capital Management (IM) Limited. Active regulated activities: Type 9 — Asset management. Total licence records on file: 9.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Pacific Aegis Capital Management (IM) Limited 柏衛資本管理有限公司 |
RO | Type 9 — Asset management | 2021-12-07 | present |
| STI Asset Management Limited | Rep | Type 1 — Dealing in securities | 2018-08-01 | 2020-02-11 |
| STI Asset Management Limited | Rep | Type 4 — Advising on securities | 2018-07-04 | 2020-02-11 |
| STI Asset Management Limited | Rep | Type 9 — Asset management | 2018-07-04 | 2020-02-11 |
| Tianli Financial Limited 天利金融有限公司 |
Rep | Type 4 — Advising on securities | 2017-05-10 | 2018-06-01 |
| Tianli Financial Limited 天利金融有限公司 |
Rep | Type 9 — Asset management | 2017-05-10 | 2018-06-01 |
| SYZ Asset Management (Asia) Limited 思泰資產管理(亞洲)有限公司 |
Rep | Type 1 — Dealing in securities | 2012-12-07 | 2014-10-10 |
| SYZ Asset Management (Asia) Limited 思泰資產管理(亞洲)有限公司 |
Rep | Type 4 — Advising on securities | 2012-12-07 | 2014-10-10 |
| JPMorgan Funds (Asia) Limited 摩根基金(亞洲)有限公司 |
Rep | Type 1 — Dealing in securities | 2011-08-19 | 2012-03-01 |