Xiao Yu
喻驍
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Xiao Yu (喻驍), a licensed Responsible Officer with CE reference BEW622. Currently licensed at 1 firm(s): Sinostone Capital Management Company Limited. Active regulated activities: Type 9 — Asset management. Total licence records on file: 5.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Sinostone Capital Management Company Limited 信石資本管理有限公司 |
RO | Type 9 — Asset management | 2023-02-06 | present |
| Sinostone Capital Management Company Limited 信石資本管理有限公司 |
Rep | Type 9 — Asset management | 2017-09-29 | 2023-02-06 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2015-01-27 | 2017-05-27 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2015-01-27 | 2017-05-27 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 |
Rep | Type 6 — Advising on corporate finance | 2015-01-27 | 2017-05-27 |