Wing Yuk Yim
嚴永旭
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Wing Yuk Yim (嚴永旭), a licensed Responsible Officer with CE reference BER411. Currently licensed at 1 firm(s): QX Asset Management Limited. Active regulated activities: Type 9 - Asset management. This person has 5.9 years of SFC licence history. Total licence records on file: 3.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| QX Asset Management Limited 千象資產管理有限公司 |
RO | Type 9 - Asset management | 2023-02-21 | present |
| China Orient International Asset Management Limited 中國東方國際資產管理有限公司 |
Rep | Type 4 - Advising on securities | 2015-01-09 | 2017-06-30 |
| China Orient International Asset Management Limited 中國東方國際資產管理有限公司 |
Rep | Type 9 - Asset management | 2015-01-09 | 2017-06-30 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Wing Yuk Yim during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.