Alan Kenneth Mercer
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Alan Kenneth Mercer, a licensed Responsible Officer with CE reference ABX208. Currently licensed at 1 firm(s): Sarafin Capital Partners Limited. Active regulated activities: Type 9 — Asset management. Total licence records on file: 3.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Sarafin Capital Partners Limited |
RO | Type 9 — Asset management | 2013-06-11 | present |
| KEC Capital Company Limited 盛亨資本有限公司 |
RO | Type 9 — Asset management | 2010-10-04 | 2013-05-31 |
| Harmony Capital Partners Asia (HK) Limited |
RO | Type 9 — Asset management | 2004-07-07 | 2010-09-15 |