Alan Kenneth Mercer
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Alan Kenneth Mercer, a licensed Responsible Officer with CE reference ABX208. Currently licensed at 1 firm(s): Sarafin Capital Partners Limited. Active regulated activities: Type 9 - Asset management. This person has 21.9 years of SFC licence history. Total licence records on file: 3.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Sarafin Capital Partners Limited |
RO | Type 9 - Asset management | 2013-06-11 | present |
| KEC Capital Company Limited 盛亨資本有限公司 |
RO | Type 9 - Asset management | 2010-10-04 | 2013-05-31 |
| Harmony Capital Partners Asia (HK) Limited |
RO | Type 9 - Asset management | 2004-07-07 | 2010-09-15 |
Worked alongside
The 11 closest colleagues, strongest tie first — individuals licensed at the same firm as Alan Kenneth Mercer during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.
| Name | Shared firm | Overlap |
|---|---|---|
| Felix Otto D'Souza | Sarafin Capital Partners Limited | 2013–2025 |
| Kak Chi Chan | Sarafin Capital Partners Limited | 2019–present |
| Suresh Withana | Harmony Capital Partners Asia (HK) Limited | 2007–2010 |
| Nicolas Jean-Claude Bernard Jamet | Sarafin Capital Partners Limited | 2013–2016 |
| Paul Stewart Nicholls | Harmony Capital Partners Asia (HK) Limited | 2009–2010 |
| George Pui Pui Ma | KEC Capital Company Limited | 2011–2013 |
| Kenneth Walter Chad | Sarafin Capital Partners Limited | 2025–present |
| Eden Yi Dung Wong | KEC Capital Company Limited | 2010–2013 |
| Wai Tsin Lam | KEC Capital Company Limited | 2010–2013 |
| Erving Wenhan Chan | KEC Capital Company Limited | 2013 |
| Peter Tat Cheong Cheng | KEC Capital Company Limited | 2012–2013 |