Andrew Kai Wu
吳凱
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Andrew Kai Wu (吳凱), a licensed Responsible Officer with CE reference BAK957. Currently licensed at 1 firm(s): South Oak Capital Management (Hong Kong) Company Limited. Active regulated activities: Type 9 - Asset management. This person has 13.4 years of SFC licence history. Total licence records on file: 4.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| South Oak Capital Management (Hong Kong) Company Limited |
RO | Type 9 - Asset management | 2021-01-07 | present |
| Cephei Capital Management (Hong Kong) Limited |
RO | Type 9 - Asset management | 2019-08-15 | 2021-01-06 |
| Cephei Capital Management (Hong Kong) Limited |
Rep | Type 9 - Asset management | 2013-09-03 | 2019-08-15 |
| Pine River Capital Management (HK) Limited | Rep | Type 9 - Asset management | 2012-11-09 | 2013-05-31 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Andrew Kai Wu during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.