Kim Kuan Francis Tan
陳錦冠
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Kim Kuan Francis Tan (陳錦冠), CE reference AOO513. Currently licensed at 1 firm(s): Orchid Tree Investment Management Limited. Total licence records on file: 18.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Orchid Tree Investment Management Limited |
RO | Type 9 — Asset management | 2026-03-10 | present |
| Lux Aeterna Capital Limited 恒昱資本有限公司 |
RO | Type 1 — Dealing in securities | 2022-12-28 | 2024-10-04 |
| Lux Aeterna Capital Limited 恒昱資本有限公司 |
RO | Type 4 — Advising on securities | 2021-10-15 | 2025-10-31 |
| Lux Aeterna Capital Limited 恒昱資本有限公司 |
RO | Type 9 — Asset management | 2021-10-15 | 2025-10-31 |
| Lux Aeterna Capital Limited 恒昱資本有限公司 |
Rep | Type 4 — Advising on securities | 2021-09-03 | 2021-10-15 |
| Lux Aeterna Capital Limited 恒昱資本有限公司 |
Rep | Type 9 — Asset management | 2021-09-03 | 2021-10-15 |
| L&R Capital Limited 析理資本有限公司 |
RO | Type 4 — Advising on securities | 2020-05-28 | 2021-06-01 |
| L&R Capital Limited 析理資本有限公司 |
RO | Type 9 — Asset management | 2020-05-28 | 2021-06-01 |
| L&R Capital Limited 析理資本有限公司 |
Rep | Type 4 — Advising on securities | 2020-05-20 | 2020-05-28 |
| L&R Capital Limited 析理資本有限公司 |
Rep | Type 9 — Asset management | 2020-05-20 | 2020-05-28 |
| Deutsche Securities Asia Limited 德意志證券亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2013-10-21 | 2019-07-08 |
| Deutsche Securities Asia Limited 德意志證券亞洲有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2013-10-21 | 2019-07-08 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 — Dealing in securities | 2013-05-02 | 2013-07-18 |
| Merrill Lynch Far East Limited | Rep | Type 1 — Dealing in securities | 2013-05-02 | 2013-07-18 |
| Merrill Lynch Far East Limited | Rep | Type 2 — Dealing in futures contracts | 2013-05-02 | 2013-07-18 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2007-02-13 | 2008-10-28 |
| Credit Suisse Futures (Hong Kong) Limited | Rep | Type 2 — Dealing in futures contracts | 2007-02-13 | 2008-10-28 |
| Credit Suisse Futures (Hong Kong) Limited | Rep | Type 7 — Providing automated trading services | 2007-02-13 | 2008-10-28 |