Vivien Wen Wang
王雯
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Vivien Wen Wang (王雯), a licensed Responsible Officer with CE reference BDL896. Currently licensed at 1 firm(s): River Capital Limited. Active regulated activities: Type 9 — Asset management. Total licence records on file: 5.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| River Capital Limited 東河資本有限公司 |
RO | Type 9 — Asset management | 2024-12-10 | present |
| China Orient International Asset Management Limited 中國東方國際資產管理有限公司 |
RO | Type 4 — Advising on securities | 2015-08-28 | 2022-05-13 |
| China Orient International Asset Management Limited 中國東方國際資產管理有限公司 |
RO | Type 9 — Asset management | 2015-08-28 | 2022-05-13 |
| China Orient International Asset Management Limited 中國東方國際資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2014-06-11 | 2015-08-28 |
| China Orient International Asset Management Limited 中國東方國際資產管理有限公司 |
Rep | Type 9 — Asset management | 2014-06-11 | 2015-08-28 |