Ryan Jeffrey Thall
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ryan Jeffrey Thall, a licensed Responsible Officer with CE reference AQW036. Currently licensed at 1 firm(s): Panview Capital Limited. Active regulated activities: Type 9 — Asset management. Total licence records on file: 7.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Panview Capital Limited |
RO | Type 9 — Asset management | 2019-10-18 | present |
| Goldman Sachs Asset Management (Hong Kong) Limited 高盛資產管理(香港)有限公司 |
RO | Type 1 — Dealing in securities | 2016-06-24 | 2019-01-01 |
| Goldman Sachs Asset Management (Hong Kong) Limited 高盛資產管理(香港)有限公司 |
RO | Type 9 — Asset management | 2016-06-24 | 2019-01-01 |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 |
RO | Type 1 — Dealing in securities | 2008-08-05 | 2017-04-01 |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 |
RO | Type 9 — Asset management | 2008-08-05 | 2017-04-01 |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 |
Rep | Type 1 — Dealing in securities | 2008-04-21 | 2008-08-05 |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 |
Rep | Type 9 — Asset management | 2008-04-21 | 2008-08-05 |