Kim Ming Wong
黃劍明
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Kim Ming Wong (黃劍明), a licensed Responsible Officer with CE reference AHU702. Currently licensed at 1 firm(s): Petrus Asset Management Limited. Active regulated activities: Type 4 — Advising on securities; Type 9 — Asset management. Total licence records on file: 39.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Petrus Asset Management Limited 北瑞資產管理有限公司 |
RO | Type 4 — Advising on securities | 2023-12-20 | present |
| Petrus Asset Management Limited 北瑞資產管理有限公司 |
RO | Type 9 — Asset management | 2023-12-20 | present |
| Demeter Investment Management Limited 東禾投資管理有限公司 |
RO | Type 4 — Advising on securities | 2023-05-09 | 2023-11-07 |
| Demeter Investment Management Limited 東禾投資管理有限公司 |
RO | Type 9 — Asset management | 2023-05-09 | 2023-11-07 |
| Dragon Legend Capital Limited 龍譽資本有限公司 |
RO | Type 1 — Dealing in securities | 2022-04-20 | 2023-03-10 |
| Dragon Legend Capital Limited 龍譽資本有限公司 |
RO | Type 4 — Advising on securities | 2022-04-20 | 2023-03-10 |
| Dragon Legend Capital Limited 龍譽資本有限公司 |
RO | Type 9 — Asset management | 2022-04-20 | 2023-03-10 |
| Excellent Tide Securities Limited 佳湧證券有限公司 |
RO | Type 1 — Dealing in securities | 2020-10-09 | 2021-11-25 |
| South China Futures Investment Limited 南華期貨投資有限公司 |
RO | Type 2 — Dealing in futures contracts | 2020-10-09 | 2021-11-25 |
| 313 Capital Management Limited 313資本管理有限公司 |
RO | Type 4 — Advising on securities | 2020-10-09 | 2021-11-25 |
| 313 Capital Management Limited 313資本管理有限公司 |
RO | Type 9 — Asset management | 2020-10-09 | 2021-11-25 |
| Bendura Wealth Management (Hong Kong) Limited 富地財富管理(香港)有限公司 |
RO | Type 1 — Dealing in securities | 2018-11-09 | 2020-09-28 |
| Bendura Wealth Management (Hong Kong) Limited 富地財富管理(香港)有限公司 |
RO | Type 2 — Dealing in futures contracts | 2018-11-09 | 2020-09-28 |
| Bendura Wealth Management (Hong Kong) Limited 富地財富管理(香港)有限公司 |
RO | Type 4 — Advising on securities | 2018-11-09 | 2020-09-28 |
| Bendura Wealth Management (Hong Kong) Limited 富地財富管理(香港)有限公司 |
RO | Type 9 — Asset management | 2018-11-09 | 2020-09-28 |
| Major Asset Management Limited 美捷資產管理有限公司 |
RO | Type 1 — Dealing in securities | 2018-08-29 | 2018-10-31 |
| Major Asset Management Limited 美捷資產管理有限公司 |
RO | Type 4 — Advising on securities | 2018-08-29 | 2018-10-31 |
| Major Asset Management Limited 美捷資產管理有限公司 |
RO | Type 9 — Asset management | 2018-08-29 | 2018-10-31 |
| Bluemount Securities Limited 藍山證券有限公司 |
RO | Type 1 — Dealing in securities | 2016-11-30 | 2017-07-31 |
| Bluemount Securities Limited 藍山證券有限公司 |
RO | Type 4 — Advising on securities | 2016-11-30 | 2017-07-31 |
| Bluemount Asset Management Limited 藍山資產管理有限公司 |
RO | Type 9 — Asset management | 2016-11-22 | 2017-07-31 |
| Central Wealth Futures Limited 中達期貨有限公司 |
RO | Type 2 — Dealing in futures contracts | 2016-02-25 | 2016-09-30 |
| Central Wealth Futures Limited 中達期貨有限公司 |
RO | Type 5 — Advising on futures contracts | 2016-02-25 | 2016-09-30 |
| Central Wealth Securities Investment Limited 中達證券投資有限公司 |
RO | Type 1 — Dealing in securities | 2015-06-11 | 2016-09-30 |
| Central Wealth Securities Investment Limited 中達證券投資有限公司 |
RO | Type 4 — Advising on securities | 2015-06-11 | 2016-09-30 |
| Peak Prosperity Consulting (Hong Kong) Limited |
RO | Type 4 — Advising on securities | 2012-11-09 | 2015-01-02 |
| Peak Prosperity Consulting (Hong Kong) Limited |
RO | Type 5 — Advising on futures contracts | 2012-11-09 | 2015-01-02 |
| Ping An Securities (Hong Kong) Holdings Company Limited 平安證券(香港)控股有限公司 |
RO | Type 1 — Dealing in securities | 2011-08-05 | 2011-09-16 |
| Ping An Securities (Hong Kong) Holdings Company Limited 平安證券(香港)控股有限公司 |
RO | Type 4 — Advising on securities | 2011-08-05 | 2011-09-16 |
| Ping An Securities (Hong Kong) Holdings Company Limited 平安證券(香港)控股有限公司 |
Rep | Type 1 — Dealing in securities | 2011-06-21 | 2011-08-05 |
| Ping An Securities (Hong Kong) Holdings Company Limited 平安證券(香港)控股有限公司 |
Rep | Type 4 — Advising on securities | 2011-06-21 | 2011-08-05 |
| Hantec Futures Limited 亨達期貨有限公司 |
RO | Type 2 — Dealing in futures contracts | 2008-12-19 | 2011-05-03 |
| Hantec Securities Co. Limited 亨達證券有限公司 |
Rep | Type 1 — Dealing in securities | 2008-09-29 | 2011-05-03 |
| Chief Commodities Limited 致富期貨商品有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2003-08-08 | 2008-07-10 |
| Chief Securities Limited 致富證券有限公司 |
Rep | Type 1 — Dealing in securities | present | 2008-07-10 |
| Chief Securities Limited 致富證券有限公司 |
Rep | Type 4 — Advising on securities | present | 2003-08-06 |
| Chief Securities Limited 致富證券有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2003-08-06 |
| Chief Securities Limited 致富證券有限公司 |
Rep | Type 7 — Providing automated trading services | present | 2003-07-21 |
| Chief Securities Limited 致富證券有限公司 |
Rep | Type 9 — Asset management | present | 2003-08-06 |