Xiaoyan Peng
彭晓燕
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Xiaoyan Peng (彭晓燕), a licensed Responsible Officer with CE reference BUV357. Currently licensed at 1 firm(s): Prudential JinAn Assets Management Limited. Active regulated activities: Type 4 - Advising on securities; Type 9 - Asset management. This person has 2.1 years of SFC licence history. Total licence records on file: 2.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Prudential JinAn Assets Management Limited 謹安資產管理有限公司 |
RO | Type 4 - Advising on securities | 2024-10-21 | present |
| Prudential JinAn Assets Management Limited 謹安資產管理有限公司 |
RO | Type 9 - Asset management | 2024-10-21 | present |
Worked alongside
The 2 closest colleagues, strongest tie first — individuals licensed at the same firm as Xiaoyan Peng during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one.
| Name | Shared firm | Overlap |
|---|---|---|
| Wai Yuen Chan | Prudential JinAn Assets Management Limited | 2024–present |
| Gaocheng Zhou | Prudential JinAn Assets Management Limited | 2026–present |