Man Kit Li

李文傑
CE No. AZY531 Active

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Man Kit Li (李文傑), a licensed Responsible Officer with CE reference AZY531. Currently licensed at 1 firm(s): Royal Family Asset Management Limited. Active regulated activities: Type 4 — Advising on securities; Type 9 — Asset management. Total licence records on file: 15.

Licence history

FirmRoleRegulated activityFromTo
Royal Family Asset Management Limited
王道家族資產管理有限公司
RO Type 4 — Advising on securities 2024-09-13 present
Royal Family Asset Management Limited
王道家族資產管理有限公司
RO Type 9 — Asset management 2024-09-13 present
Paochu Investment Advisory Limited
寶鉅投資顧問有限公司
Rep Type 9 — Asset management 2019-06-20 2024-08-15
Paochu Investment Advisory Limited
寶鉅投資顧問有限公司
Rep Type 4 — Advising on securities 2019-05-24 2024-08-15
OnePlatform Securities Limited
環一證券有限公司
Rep Type 1 — Dealing in securities 2018-06-11 2019-03-29
OnePlatform Securities Limited
環一證券有限公司
Rep Type 4 — Advising on securities 2018-06-11 2019-03-29
SinoPac Securities (Asia) Limited
永豐金證券(亞洲)有限公司
Rep Type 1 — Dealing in securities 2017-02-13 2018-04-18
SinoPac Securities (Asia) Limited
永豐金證券(亞洲)有限公司
Rep Type 2 — Dealing in futures contracts 2017-02-13 2018-04-18
SinoPac Securities (Asia) Limited
永豐金證券(亞洲)有限公司
Rep Type 3 — Leveraged foreign exchange trading 2017-02-13 2018-01-15
SinoPac Securities (Asia) Limited
永豐金證券(亞洲)有限公司
Rep Type 4 — Advising on securities 2017-02-13 2018-04-18
SinoPac Securities (Asia) Limited
永豐金證券(亞洲)有限公司
Rep Type 1 — Dealing in securities 2016-08-16 2017-02-12
SinoPac Securities (Asia) Limited
永豐金證券(亞洲)有限公司
Rep Type 4 — Advising on securities 2016-08-16 2017-02-12
Tung Shing Securities (Brokers) Limited
東盛證券(經紀)有限公司
Rep Type 3 — Leveraged foreign exchange trading 2013-09-27 2017-02-12
Tung Shing Securities (Brokers) Limited
東盛證券(經紀)有限公司
Rep Type 1 — Dealing in securities 2012-07-25 2017-02-12
Tung Shing Futures (Brokers) Limited
東盛期貨(經紀)有限公司
Rep Type 2 — Dealing in futures contracts 2012-07-25 2017-02-12

Related