Jr Richard Esterbrook Mc Connell
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Jr Richard Esterbrook Mc Connell, a licensed Responsible Officer with CE reference ABH739. Currently licensed at 1 firm(s): South Ocean Management Limited. Active regulated activities: Type 9 — Asset management. Total licence records on file: 3.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| South Ocean Management Limited |
RO | Type 9 — Asset management | present | present |
| South Ocean Management Limited |
RO | Type 4 — Advising on securities | present | 2005-02-05 |
| South Ocean Management Limited |
RO | Type 6 — Advising on corporate finance | present | 2005-02-05 |