Jr Richard Esterbrook Mc Connell
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Jr Richard Esterbrook Mc Connell, a licensed Responsible Officer with CE reference ABH739. Currently licensed at 1 firm(s): South Ocean Management Limited. Active regulated activities: Type 9 - Asset management. This person has 23.3 years of SFC licence history. Total licence records on file: 3.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| South Ocean Management Limited | RO | Type 9 - Asset management | Pre-2003 | present |
| South Ocean Management Limited | RO | Type 4 - Advising on securities | Pre-2003 | 2005-02-05 |
| South Ocean Management Limited | RO | Type 6 - Advising on corporate finance | Pre-2003 | 2005-02-05 |
Worked alongside
The 7 closest colleagues, strongest tie first — individuals licensed at the same firm as Jr Richard Esterbrook Mc Connell during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.
| Name | Shared firm | Overlap |
|---|---|---|
| Stephen Richard Taw | South Ocean Management Limited | 2006–present |
| Wing Yen Yip | South Ocean Management Limited | 2014–present |
| Anthony Hogest D'Silva | South Ocean Management Limited | 2016–present |
| Darren Karl D'Souza | South Ocean Management Limited | 2019–present |
| Sheung Kam Yau | South Ocean Management Limited | 2013–2016 |
| John Cyril Lester Schofield | South Ocean Management Limited | 2005–2006 |
| Yiu Wing Lam | South Ocean Management Limited | 2007 |