Rudong Xie

謝如棟
CE No. BIQ227 Active

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Rudong Xie (謝如棟), a licensed Responsible Officer with CE reference BIQ227. Currently licensed at 1 firm(s): SITCOAM (Hong Kong) Holdings Limited. Active regulated activities: Type 4 — Advising on securities; Type 9 — Asset management. Total licence records on file: 4.

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Licence history

FirmRoleRegulated activityFromTo
SITCOAM (Hong Kong) Holdings Limited
上信(香港)控股有限公司		 RO Type 4 — Advising on securities 2021-02-19 present
SITCOAM (Hong Kong) Holdings Limited
上信(香港)控股有限公司		 RO Type 9 — Asset management 2021-02-19 present
SITCOAM (Hong Kong) Holdings Limited
上信(香港)控股有限公司		 Rep Type 4 — Advising on securities 2016-12-05 2021-02-19
SITCOAM (Hong Kong) Holdings Limited
上信(香港)控股有限公司		 Rep Type 9 — Asset management 2016-12-05 2021-02-19

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