Yuk Ling Wan
尹玉玲
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yuk Ling Wan (尹玉玲), a licensed Responsible Officer with CE reference AGY915. Currently licensed at 1 firm(s): RuiYuan Capital Limited. Active regulated activities: Type 4 — Advising on securities; Type 9 — Asset management. Total licence records on file: 24.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| RuiYuan Capital Limited 睿元資本有限公司 |
RO | Type 4 — Advising on securities | 2025-10-17 | present |
| RuiYuan Capital Limited 睿元資本有限公司 |
RO | Type 9 — Asset management | 2025-10-17 | present |
| Wang On Asset Management Limited 宏安資產管理有限公司 |
RO | Type 4 — Advising on securities | 2023-09-29 | 2024-06-30 |
| Wang On Asset Management Limited 宏安資產管理有限公司 |
RO | Type 9 — Asset management | 2023-09-29 | 2024-06-30 |
| Theia Securities Limited 遠源證券有限公司 |
RO | Type 1 — Dealing in securities | 2020-11-12 | 2022-11-30 |
| Theia Securities Limited 遠源證券有限公司 |
RO | Type 4 — Advising on securities | 2020-11-12 | 2022-11-30 |
| Theia Securities Limited 遠源證券有限公司 |
RO | Type 9 — Asset management | 2020-11-12 | 2022-11-30 |
| Theia Securities Limited 遠源證券有限公司 |
Rep | Type 1 — Dealing in securities | 2020-07-31 | 2020-11-12 |
| Theia Securities Limited 遠源證券有限公司 |
Rep | Type 4 — Advising on securities | 2020-07-31 | 2020-11-12 |
| Theia Securities Limited 遠源證券有限公司 |
Rep | Type 9 — Asset management | 2020-07-31 | 2020-11-12 |
| ZH SECURITIES LIMITED 中昊証券有限公司 |
RO | Type 1 — Dealing in securities | 2020-02-04 | 2020-06-01 |
| ZH SECURITIES LIMITED 中昊証券有限公司 |
RO | Type 4 — Advising on securities | 2020-02-04 | 2020-06-01 |
| ZH SECURITIES LIMITED 中昊証券有限公司 |
RO | Type 9 — Asset management | 2020-02-04 | 2020-06-01 |
| China Sunrise Securities (International) Limited 華升證券(國際)有限公司 |
RO | Type 4 — Advising on securities | 2017-07-28 | 2018-11-09 |
| China Sunrise Asset Management Limited 華升資產管理有限公司 |
Rep | Type 9 — Asset management | 2016-09-22 | 2018-02-12 |
| China Sunrise Securities (International) Limited 華升證券(國際)有限公司 |
RO | Type 1 — Dealing in securities | 2015-11-27 | 2018-11-09 |
| Telecom King Securities Limited 電訊數碼證券有限公司 |
RO | Type 1 — Dealing in securities | 2014-07-29 | 2015-08-17 |
| Telecom King Securities Limited 電訊數碼證券有限公司 |
RO | Type 2 — Dealing in futures contracts | 2014-07-29 | 2015-08-17 |
| Telecom King Securities Limited 電訊數碼證券有限公司 |
Rep | Type 1 — Dealing in securities | 2014-06-23 | 2014-07-29 |
| Telecom King Securities Limited 電訊數碼證券有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2014-06-23 | 2014-07-29 |
| Hua Nan Securities (HK) Limited 華南永昌證券(香港)有限公司 |
RO | Type 2 — Dealing in futures contracts | 2011-07-29 | 2012-04-12 |
| Hua Nan Securities (HK) Limited 華南永昌證券(香港)有限公司 |
RO | Type 1 — Dealing in securities | 2010-07-08 | 2014-06-13 |
| Hua Nan Securities (HK) Limited 華南永昌證券(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2008-05-30 | 2011-07-29 |
| Hua Nan Securities (HK) Limited 華南永昌證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2007-03-06 | 2010-07-08 |