Shuncheng Shi
施順成
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Shuncheng Shi (施順成), a licensed Responsible Officer with CE reference BEV990. Currently licensed at 1 firm(s): Rofllex Capital Limited. Active regulated activities: Type 4 — Advising on securities; Type 9 — Asset management. Total licence records on file: 14.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Rofllex Capital Limited |
RO | Type 4 — Advising on securities | 2021-12-10 | present |
| Rofllex Capital Limited |
RO | Type 9 — Asset management | 2021-12-10 | present |
| A-JEX International Asset Management Limited 愛建國際資產管理有限公司 |
RO | Type 1 — Dealing in securities | 2019-10-29 | 2021-04-09 |
| A-JEX International Asset Management Limited 愛建國際資產管理有限公司 |
RO | Type 4 — Advising on securities | 2019-10-29 | 2021-04-09 |
| A-JEX International Asset Management Limited 愛建國際資產管理有限公司 |
RO | Type 9 — Asset management | 2019-10-29 | 2021-04-09 |
| Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司 |
RO | Type 1 — Dealing in securities | 2018-12-19 | 2019-09-19 |
| Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司 |
RO | Type 4 — Advising on securities | 2018-12-19 | 2019-09-19 |
| Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司 |
RO | Type 9 — Asset management | 2018-12-19 | 2019-09-19 |
| Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2017-12-19 | 2018-12-19 |
| Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2017-12-19 | 2018-12-19 |
| Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司 |
Rep | Type 9 — Asset management | 2017-12-19 | 2018-12-19 |
| Ark Group Holdings (Hong Kong) Limited 方舟集團控股（香港）有限公司 |
Rep | Type 1 — Dealing in securities | 2015-06-25 | 2017-11-27 |
| Ark Group Holdings (Hong Kong) Limited 方舟集團控股（香港）有限公司 |
Rep | Type 4 — Advising on securities | 2015-01-22 | 2017-11-27 |
| Ark Group Holdings (Hong Kong) Limited 方舟集團控股（香港）有限公司 |
Rep | Type 9 — Asset management | 2015-01-22 | 2017-11-27 |