Thomas Chin Tao Chan
陳展濤
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Thomas Chin Tao Chan (陳展濤), a licensed Representative with CE reference AQQ120. Currently licensed at 1 firm(s): Protium Capital Limited. Active regulated activities: Type 4 — Advising on securities; Type 9 — Asset management. Total licence records on file: 8.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Protium Capital Limited 寧遠資本有限公司 |
Rep | Type 4 — Advising on securities | 2023-11-22 | present |
| Protium Capital Limited 寧遠資本有限公司 |
Rep | Type 9 — Asset management | 2023-11-22 | present |
| Jefferies Hong Kong Limited 富瑞金融集團香港有限公司 |
Rep | Type 4 — Advising on securities | 2019-12-16 | 2023-04-17 |
| Jefferies Hong Kong Limited 富瑞金融集團香港有限公司 |
Rep | Type 1 — Dealing in securities | 2013-11-04 | 2023-04-17 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2009-08-17 | 2013-09-11 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 |
Rep | Type 5 — Advising on futures contracts | 2009-08-17 | 2012-02-17 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2008-03-17 | 2009-04-01 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 |
Rep | Type 5 — Advising on futures contracts | 2008-03-17 | 2009-04-01 |