Yong Chan Kim

金容賛
CE No. AIH348 Active

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yong Chan Kim (金容賛), a licensed Responsible Officer with CE reference AIH348. Currently licensed at 1 firm(s): QLP Capital Management Limited. Active regulated activities: Type 4 — Advising on securities; Type 9 — Asset management. Total licence records on file: 18.

Licence history

FirmRoleRegulated activityFromTo
QLP Capital Management Limited
RO Type 4 — Advising on securities 2025-11-13 present
QLP Capital Management Limited
RO Type 9 — Asset management 2024-12-16 present
Merrill Lynch (Asia Pacific) Limited RO Type 1 — Dealing in securities 2020-07-10 2022-04-12
Merrill Lynch Far East Limited RO Type 1 — Dealing in securities 2020-07-10 2022-04-12
Merrill Lynch Far East Limited RO Type 2 — Dealing in futures contracts 2020-07-10 2022-04-12
Merrill Lynch (Asia Pacific) Limited Rep Type 1 — Dealing in securities 2017-01-23 2020-07-10
Merrill Lynch Far East Limited Rep Type 1 — Dealing in securities 2017-01-23 2020-07-10
Merrill Lynch Far East Limited Rep Type 2 — Dealing in futures contracts 2017-01-23 2020-07-10
Morgan Stanley Hong Kong Securities Limited Rep Type 2 — Dealing in futures contracts 2010-12-06 2012-01-10
Morgan Stanley Hong Kong Securities Limited Rep Type 1 — Dealing in securities 2005-12-14 2012-01-10
Morgan Stanley Asia Limited
摩根士丹利亞洲有限公司
Rep Type 1 — Dealing in securities 2004-08-09 2012-01-10
Morgan Stanley Hong Kong Futures Limited Rep Type 2 — Dealing in futures contracts 2004-08-09 2010-12-06
Morgan Stanley Asia Limited
摩根士丹利亞洲有限公司
Rep Type 7 — Providing automated trading services 2004-08-09 2012-01-10
Morgan Stanley Hong Kong Futures Limited Rep Type 7 — Providing automated trading services 2004-08-09 2010-12-06
Deutsche Securities Asia Limited
德意志證券亞洲有限公司
Rep Type 1 — Dealing in securities present 2004-07-28
Deutsche Securities Asia Limited
德意志證券亞洲有限公司
Rep Type 4 — Advising on securities present 2004-04-16
Deutsche Securities Asia Limited
德意志證券亞洲有限公司
Rep Type 6 — Advising on corporate finance present 2004-01-08
Deutsche Securities Asia Limited
德意志證券亞洲有限公司
Rep Type 9 — Asset management present 2004-01-08

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