Ka Wai Lam
林嘉偉
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ka Wai Lam (林嘉偉), a licensed Responsible Officer with CE reference ARL775. Currently licensed at 1 firm(s): Ruihua (International) Fund Limited. Active regulated activities: Type 4 — Advising on securities; Type 9 — Asset management. Total licence records on file: 19.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Ruihua (International) Fund Limited 瑞華(國際)基金有限公司 |
RO | Type 4 — Advising on securities | 2021-04-29 | present |
| Ruihua (International) Fund Limited 瑞華(國際)基金有限公司 |
RO | Type 9 — Asset management | 2021-04-29 | present |
| Conrad Investment Services Limited |
RO | Type 9 — Asset management | 2020-12-28 | 2021-04-14 |
| Conrad Investment Services Limited |
RO | Type 4 — Advising on securities | 2020-08-04 | 2021-04-14 |
| Conrad Investment Services Limited |
Rep | Type 1 — Dealing in securities | 2020-07-10 | 2021-04-14 |
| Conrad Investment Services Limited |
Rep | Type 4 — Advising on securities | 2020-07-10 | 2020-08-04 |
| YRD Asset Management Limited | Rep | Type 1 — Dealing in securities | 2019-01-28 | 2019-05-29 |
| YRD Asset Management Limited | RO | Type 4 — Advising on securities | 2018-12-06 | 2019-05-29 |
| YRD Asset Management Limited | RO | Type 9 — Asset management | 2018-12-06 | 2019-05-29 |
| Fuh Hwa SITE Asset Management (Hong Kong) Limited 復華投信資產管理(香港)有限公司 |
RO | Type 4 — Advising on securities | 2017-01-18 | 2018-11-24 |
| Fuh Hwa SITE Asset Management (Hong Kong) Limited 復華投信資產管理(香港)有限公司 |
RO | Type 9 — Asset management | 2017-01-18 | 2018-11-24 |
| Fuh Hwa SITE Asset Management (Hong Kong) Limited 復華投信資產管理(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2012-09-24 | 2017-01-18 |
| Fuh Hwa SITE Asset Management (Hong Kong) Limited 復華投信資產管理(香港)有限公司 |
Rep | Type 9 — Asset management | 2012-09-24 | 2017-01-18 |
| Shanxi Securities International Financial Holdings Limited 山證國際金融控股有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2010-08-31 | 2010-11-08 |
| Phillip Commodities (HK) Limited 輝立商品(香港)有限公司 |
Rep | Type 5 — Advising on futures contracts | 2009-02-16 | 2010-02-07 |
| Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2008-12-31 | 2010-02-07 |
| Phillip Commodities (HK) Limited 輝立商品(香港)有限公司 |
Rep | Type 3 — Leveraged foreign exchange trading | 2008-09-30 | 2010-02-07 |
| Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2008-08-05 | 2010-02-07 |
| Phillip Commodities (HK) Limited 輝立商品(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2008-08-05 | 2010-02-07 |