Tat Chi Tsui
徐達智
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Tat Chi Tsui (徐達智), a licensed Responsible Officer with CE reference AEU434. Currently licensed at 1 firm(s): Petrus Asset Management Limited. Active regulated activities: Type 4 — Advising on securities; Type 9 — Asset management. Total licence records on file: 9.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Petrus Asset Management Limited 北瑞資產管理有限公司 |
RO | Type 4 — Advising on securities | 2024-09-03 | present |
| Petrus Asset Management Limited 北瑞資產管理有限公司 |
RO | Type 9 — Asset management | 2024-09-03 | present |
| Safari Asia Limited 十八里亞洲有限公司 |
RO | Type 1 — Dealing in securities | 2022-11-08 | 2024-01-28 |
| Safari Asia Limited 十八里亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2022-09-26 | 2022-11-08 |
| China Industrial Securities International Futures Limited 興證國際期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2017-09-07 | 2022-07-22 |
| China Industrial Securities International Brokerage Limited 興證國際證券有限公司 |
RO | Type 1 — Dealing in securities | 2015-12-30 | 2022-07-22 |
| China Industrial Securities International Brokerage Limited 興證國際證券有限公司 |
Rep | Type 1 — Dealing in securities | 2015-04-30 | 2015-12-30 |
| Vantage New Generation Securities Limited 新世代證券有限公司 |
Rep | Type 1 — Dealing in securities | 2013-04-03 | 2015-04-22 |
| MoneyMore Securities Limited 萬利證券有限公司 |
Rep | Type 1 — Dealing in securities | 2005-08-26 | 2013-02-28 |