Ning Lu
陸宁
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ning Lu (陸宁), a licensed Responsible Officer with CE reference ARP152. Currently licensed at 1 firm(s): Protium Capital Limited. Active regulated activities: Type 4 — Advising on securities; Type 9 — Asset management. Total licence records on file: 5.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Protium Capital Limited 寧遠資本有限公司 |
RO | Type 4 — Advising on securities | 2023-06-06 | present |
| Protium Capital Limited 寧遠資本有限公司 |
RO | Type 9 — Asset management | 2023-06-06 | present |
| China International Capital Corporation Hong Kong Securities Limited 中國國際金融香港證券有限公司 |
Rep | Type 4 — Advising on securities | 2016-03-10 | 2020-05-18 |
| CICC US Securities (Hong Kong) Limited 中金美國證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2014-05-28 | 2020-05-18 |
| China International Capital Corporation Hong Kong Securities Limited 中國國際金融香港證券有限公司 |
Rep | Type 1 — Dealing in securities | 2008-09-08 | 2020-05-18 |