Thomas Yiu Kwong Tung
董耀光
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Thomas Yiu Kwong Tung (董耀光), CE reference ACC602. Currently licensed at 1 firm(s): Smart Empire Asset Management Limited. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Smart Empire Asset Management Limited 明堡資產管理有限公司 |
RO | Type 9 — Asset management | 2015-11-05 | present |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2004-01-09 | 2008-03-12 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 4 — Advising on securities | present | 2008-03-12 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2003-12-31 |