Thomas Yiu Kwong Tung

董耀光
CE No. ACC602 Ceased

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Thomas Yiu Kwong Tung (董耀光), a licensed former licensee with CE reference ACC602. This person has 15.7 years of SFC licence history. Total licence records on file: 4.

Licence history

FirmRoleRegulated activityFromTo
Smart Empire Asset Management Limited
明堡資產管理有限公司
RO Type 9 - Asset management 2015-11-05 2026-07-31
Morgan Stanley Asia Limited
摩根士丹利亞洲有限公司
Rep Type 1 - Dealing in securities 2004-01-09 2008-03-12
Morgan Stanley Asia Limited
摩根士丹利亞洲有限公司
Rep Type 4 - Advising on securities Pre-2003 2008-03-12
Morgan Stanley Asia Limited
摩根士丹利亞洲有限公司
Rep Type 6 - Advising on corporate finance Pre-2003 2003-12-31

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