Thomas Yiu Kwong Tung
董耀光
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Thomas Yiu Kwong Tung (董耀光), a licensed former licensee with CE reference ACC602. This person has 15.7 years of SFC licence history. Total licence records on file: 4.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Smart Empire Asset Management Limited 明堡資產管理有限公司 |
RO | Type 9 - Asset management | 2015-11-05 | 2026-07-31 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2004-01-09 | 2008-03-12 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 4 - Advising on securities | Pre-2003 | 2008-03-12 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 6 - Advising on corporate finance | Pre-2003 | 2003-12-31 |
Worked alongside
The 9 closest colleagues, strongest tie first — individuals licensed at the same firm as Thomas Yiu Kwong Tung during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.
| Name | Shared firm | Overlap |
|---|---|---|
| Chi Yuet Cheng | Smart Empire Asset Management Limited | 2015–2026 |
| Sum Yuen Lam | Smart Empire Asset Management Limited | 2018–2026 |
| Kwok Wai Leung | Smart Empire Asset Management Limited | 2019–2026 |
| Sui Lam Chong | Smart Empire Asset Management Limited | 2021–2026 |
| George Chi Ming Tam | Smart Empire Asset Management Limited | 2015–2017 |
| Wai Wang Chong | Smart Empire Asset Management Limited | 2018–2020 |
| Yuen Ying Tang | Smart Empire Asset Management Limited | 2020–2022 |
| Matthew Chung-Yuen Wong | Smart Empire Asset Management Limited | 2018–2019 |
| Cheuk Lam Wong | Smart Empire Asset Management Limited | 2020–2021 |