Kwok Wai Wong
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Kwok Wai Wong (黃國威), a licensed Responsible Officer with CE reference AOY613. Currently licensed at 1 firm(s): Solaris Capital Advisors (HK) Limited. Active regulated activities: Type 4 - Advising on securities; Type 9 - Asset management. This person has 15.6 years of SFC licence history. Total licence records on file: 9.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Solaris Capital Advisors (HK) Limited 碩聯環球投資股份有限公司 |
RO | Type 4 - Advising on securities | 2018-06-27 | present |
| Solaris Capital Advisors (HK) Limited 碩聯環球投資股份有限公司 |
RO | Type 9 - Asset management | 2018-06-27 | present |
| Optimas Capital Limited 中庸資本有限公司 |
RO | Type 9 - Asset management | 2016-07-14 | 2016-10-11 |
| Solaris Capital Advisors (HK) Limited 碩聯環球投資股份有限公司 |
Rep | Type 9 - Asset management | 2015-09-24 | 2016-06-30 |
| CGS International Securities Hong Kong Limited 中國銀河證券香港有限公司 |
Rep | Type 4 - Advising on securities | 2013-01-28 | 2014-09-01 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 |
Rep | Type 4 - Advising on securities | 2010-05-11 | 2012-11-16 |
| Yuanta Securities (Hong Kong) Company Limited 元大證券(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2009-09-02 | 2010-04-25 |
| Yuanta Securities (Hong Kong) Company Limited 元大證券(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2009-09-02 | 2010-04-25 |
| UBS Securities Asia Limited | Rep | Type 4 - Advising on securities | 2007-05-23 | 2009-01-22 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Kwok Wai Wong during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.