Henry Sung Chuen Yau
邱崧泉
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Henry Sung Chuen Yau (邱崧泉), a licensed Responsible Officer with CE reference ARJ655. Currently licensed at 1 firm(s): Preeminent Asset Management Limited. Active regulated activities: Type 4 — Advising on securities; Type 9 — Asset management. Total licence records on file: 16.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Preeminent Asset Management Limited 雄財資產管理有限公司 |
RO | Type 4 — Advising on securities | 2025-11-04 | present |
| Preeminent Asset Management Limited 雄財資產管理有限公司 |
RO | Type 9 — Asset management | 2025-11-04 | present |
| Pinerock Asset Management Limited 松石資產管理有限公司 |
RO | Type 4 — Advising on securities | 2024-04-12 | 2024-12-20 |
| Pinerock Asset Management Limited 松石資產管理有限公司 |
RO | Type 9 — Asset management | 2024-04-12 | 2024-12-20 |
| Po Tai Securities (Hong Kong) Limited 寶泰證券(香港)有限公司 |
RO | Type 1 — Dealing in securities | 2022-07-15 | 2022-08-03 |
| Po Tai Securities (Hong Kong) Limited 寶泰證券(香港)有限公司 |
RO | Type 4 — Advising on securities | 2022-07-15 | 2022-08-03 |
| CES Capital International (Hong Kong) Co., Limited 東航國際金融(香港)有限公司 |
RO | Type 1 — Dealing in securities | 2017-01-20 | 2021-12-06 |
| CES Capital International (Hong Kong) Co., Limited 東航國際金融(香港)有限公司 |
RO | Type 4 — Advising on securities | 2017-01-20 | 2021-12-06 |
| CES Capital International (Hong Kong) Co., Limited 東航國際金融(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2014-12-03 | 2017-01-20 |
| CES Capital International (Hong Kong) Co., Limited 東航國際金融(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2014-12-03 | 2021-12-06 |
| CES Capital International (Hong Kong) Co., Limited 東航國際金融(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2014-12-03 | 2017-01-20 |
| CES Capital International (Hong Kong) Co., Limited 東航國際金融(香港)有限公司 |
Rep | Type 5 — Advising on futures contracts | 2014-12-03 | 2021-12-06 |
| CES Capital International (Hong Kong) Co., Limited 東航國際金融(香港)有限公司 |
RO | Type 9 — Asset management | 2014-09-19 | 2021-12-06 |
| CES Capital International (Hong Kong) Co., Limited 東航國際金融(香港)有限公司 |
Rep | Type 9 — Asset management | 2014-07-25 | 2014-09-19 |
| SIIC Asset Management Company Limited 上海實業資產管理有限公司 |
RO | Type 9 — Asset management | 2013-08-15 | 2014-07-07 |
| SIIC Asset Management Company Limited 上海實業資產管理有限公司 |
Rep | Type 9 — Asset management | 2008-08-26 | 2013-08-15 |