Alyssa Sui Wa Ng
伍瑞華
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Alyssa Sui Wa Ng (伍瑞華), CE reference AEE670. Currently licensed at 1 firm(s): Alliance Capital Partners Limited. Total licence records on file: 13.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Alliance Capital Partners Limited 同人融資有限公司 |
RO | Type 1 — Dealing in securities | 2017-05-29 | present |
| Alliance Capital Partners Limited 同人融資有限公司 |
RO | Type 6 — Advising on corporate finance | 2017-05-29 | present |
| Alliance Capital Partners Limited 同人融資有限公司 |
Rep | Type 1 — Dealing in securities | 2014-04-29 | 2017-05-29 |
| Alliance Capital Partners Limited 同人融資有限公司 |
Rep | Type 6 — Advising on corporate finance | 2014-02-11 | 2017-05-29 |
| Mizuho Securities Asia Limited 瑞穗證券亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2010-01-07 | 2013-03-08 |
| Mizuho Securities Asia Limited 瑞穗證券亞洲有限公司 |
Rep | Type 4 — Advising on securities | 2010-01-07 | 2013-03-08 |
| Mizuho Securities Asia Limited 瑞穗證券亞洲有限公司 |
Rep | Type 6 — Advising on corporate finance | 2010-01-07 | 2013-03-08 |
| Piper Jaffray Asia Limited 派杰亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2008-02-11 | 2008-11-01 |
| Piper Jaffray Asia Limited 派杰亞洲有限公司 |
Rep | Type 6 — Advising on corporate finance | 2008-02-11 | 2008-11-01 |
| DBS Asia Capital Limited 星展亞洲融資有限公司 |
Rep | Type 1 — Dealing in securities | 2006-07-26 | 2008-01-21 |
| DBS Asia Capital Limited 星展亞洲融資有限公司 |
Rep | Type 4 — Advising on securities | 2006-07-26 | 2008-01-21 |
| DBS Asia Capital Limited 星展亞洲融資有限公司 |
Rep | Type 6 — Advising on corporate finance | 2006-07-26 | 2008-01-21 |
| First Shanghai Capital Limited 第一上海融資有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2006-07-07 |