Alyssa Sui Wa Ng
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Alyssa Sui Wa Ng (伍瑞華), a licensed Responsible Officer with CE reference AEE670. Currently licensed at 1 firm(s): Alliance Capital Partners Limited. Active regulated activities: Type 1 - Dealing in securities; Type 6 - Advising on corporate finance. This person has 21.2 years of SFC licence history. Total licence records on file: 13.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Alliance Capital Partners Limited 同人融資有限公司 |
RO | Type 1 - Dealing in securities | 2017-05-29 | present |
| Alliance Capital Partners Limited 同人融資有限公司 |
RO | Type 6 - Advising on corporate finance | 2017-05-29 | present |
| Alliance Capital Partners Limited 同人融資有限公司 |
Rep | Type 1 - Dealing in securities | 2014-04-29 | 2017-05-29 |
| Alliance Capital Partners Limited 同人融資有限公司 |
Rep | Type 6 - Advising on corporate finance | 2014-02-11 | 2017-05-29 |
| Mizuho Securities Asia Limited 瑞穗證券亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2010-01-07 | 2013-03-08 |
| Mizuho Securities Asia Limited 瑞穗證券亞洲有限公司 |
Rep | Type 4 - Advising on securities | 2010-01-07 | 2013-03-08 |
| Mizuho Securities Asia Limited 瑞穗證券亞洲有限公司 |
Rep | Type 6 - Advising on corporate finance | 2010-01-07 | 2013-03-08 |
| Piper Jaffray Asia Limited 派杰亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2008-02-11 | 2008-11-01 |
| Piper Jaffray Asia Limited 派杰亞洲有限公司 |
Rep | Type 6 - Advising on corporate finance | 2008-02-11 | 2008-11-01 |
| DBS Asia Capital Limited 星展亞洲融資有限公司 |
Rep | Type 1 - Dealing in securities | 2006-07-26 | 2008-01-21 |
| DBS Asia Capital Limited 星展亞洲融資有限公司 |
Rep | Type 4 - Advising on securities | 2006-07-26 | 2008-01-21 |
| DBS Asia Capital Limited 星展亞洲融資有限公司 |
Rep | Type 6 - Advising on corporate finance | 2006-07-26 | 2008-01-21 |
| First Shanghai Capital Limited 第一上海融資有限公司 |
Rep | Type 6 - Advising on corporate finance | Pre-2003 | 2006-07-07 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Alyssa Sui Wa Ng during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.