Shan-Ju Yeh
葉珊如
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Shan-Ju Yeh (葉珊如), CE reference APH120. Currently licensed at 1 firm(s): Ally Bridge Group (HK) Limited. Total licence records on file: 6.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Ally Bridge Group (HK) Limited 滙橋資本集團(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2020-12-04 | present |
| Ally Bridge Group (HK) Limited 滙橋資本集團(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2020-12-04 | present |
| Ally Bridge Group (HK) Limited 滙橋資本集團(香港)有限公司 |
Rep | Type 9 — Asset management | 2015-07-21 | present |
| Themes Investment Management Limited 甲子投資管理有限公司 |
Rep | Type 9 — Asset management | 2013-05-30 | 2015-07-09 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 9 — Asset management | 2009-08-12 | 2010-08-02 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2007-07-19 | 2010-08-02 |