Diana Tai
戴天慈
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Diana Tai (戴天慈), CE reference BTA134. Currently licensed at 1 firm(s): Ark Group Holdings (Hong Kong) Limited. Total licence records on file: 5.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Ark Group Holdings (Hong Kong) Limited 方舟集團控股(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2025-05-13 | present |
| Ark Group Holdings (Hong Kong) Limited 方舟集團控股(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2025-05-13 | present |
| Ark Group Holdings (Hong Kong) Limited 方舟集團控股(香港)有限公司 |
Rep | Type 9 — Asset management | 2025-05-13 | present |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2022-09-28 | 2023-07-19 |
| Morgan Stanley Hong Kong Securities Limited | Rep | Type 2 — Dealing in futures contracts | 2022-09-28 | 2023-07-19 |