Sophia Widjaja
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Sophia Widjaja, CE reference ASO710. Currently licensed at 1 firm(s): Ares Management Asia (Hong Kong) Limited. Total licence records on file: 6.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Ares Management Asia (Hong Kong) Limited 艾瑞思管理亞洲(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2022-04-07 | present |
| Ares Management Asia (Hong Kong) Limited 艾瑞思管理亞洲(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2022-04-07 | present |
| Ares Management Asia (Hong Kong) Limited 艾瑞思管理亞洲(香港)有限公司 |
Rep | Type 9 — Asset management | 2022-04-07 | present |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 |
Rep | Type 1 — Dealing in securities | 2020-08-27 | 2022-02-08 |
| Goldman Sachs (Asia) Securities Limited 高盛(亞洲)證券有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2020-08-27 | 2022-02-08 |
| D. E. Shaw & Co. (Asia Pacific) Limited 德劭(亞太)有限公司 |
Rep | Type 9 — Asset management | 2009-04-01 | 2011-03-25 |