Sophia Widjaja
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Sophia Widjaja, a licensed former licensee with CE reference ASO710. This person has 7.5 years of SFC licence history. Total licence records on file: 6.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Ares Management Asia (Hong Kong) Limited 艾瑞思管理亞洲(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2022-04-07 | 2026-04-20 |
| Ares Management Asia (Hong Kong) Limited 艾瑞思管理亞洲(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2022-04-07 | 2026-04-20 |
| Ares Management Asia (Hong Kong) Limited 艾瑞思管理亞洲(香港)有限公司 |
Rep | Type 9 - Asset management | 2022-04-07 | 2026-04-20 |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 |
Rep | Type 1 - Dealing in securities | 2020-08-27 | 2022-02-08 |
| Goldman Sachs (Asia) Securities Limited 高盛(亞洲)證券有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2020-08-27 | 2022-02-08 |
| D. E. Shaw & Co. (Asia Pacific) Limited 德劭(亞太)有限公司 |
Rep | Type 9 - Asset management | 2009-04-01 | 2011-03-25 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Sophia Widjaja during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.