Halim Lee
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Halim Lee, a licensed Representative with CE reference BOP329. Currently licensed at 1 firm(s): American Century Investment Management (Asia Pacific) Limited. Active regulated activities: Type 1 - Dealing in securities; Type 4 - Advising on securities. This person has 2.5 years of SFC licence history. Total licence records on file: 6.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| American Century Investment Management (Asia Pacific) Limited | Rep | Type 1 - Dealing in securities | 2026-02-20 | present |
| American Century Investment Management (Asia Pacific) Limited | Rep | Type 4 - Advising on securities | 2026-02-20 | present |
| Northern Trust Company of Hong Kong Limited, The | Rep | Type 1 - Dealing in securities | 2021-02-25 | 2021-12-30 |
| Northern Trust Company of Hong Kong Limited, The | Rep | Type 4 - Advising on securities | 2021-02-25 | 2021-12-30 |
| Vanguard Investments Hong Kong Limited 領航投資香港有限公司 |
Rep | Type 1 - Dealing in securities | 2019-07-12 | 2020-08-26 |
| Vanguard Investments Hong Kong Limited 領航投資香港有限公司 |
Rep | Type 4 - Advising on securities | 2019-07-12 | 2020-08-26 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Halim Lee during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.