Yan Yi Seipelt
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yan Yi Seipelt (蔡欣怡), a licensed Representative with CE reference BQC450. Currently licensed at 1 firm(s): Annum Asset Management (Hong Kong) Limited. Active regulated activities: Type 1 - Dealing in securities; Type 4 - Advising on securities; Type 9 - Asset management. This person has 5.8 years of SFC licence history. Total licence records on file: 4.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Annum Asset Management (Hong Kong) Limited | Rep | Type 1 - Dealing in securities | 2021-09-09 | present |
| Annum Asset Management (Hong Kong) Limited | Rep | Type 9 - Asset management | 2021-03-02 | present |
| Annum Asset Management (Hong Kong) Limited | Rep | Type 4 - Advising on securities | 2020-10-12 | present |
| Annum Asset Management (Hong Kong) Limited | Rep | Type 5 - Advising on futures contracts | 2020-11-16 | 2026-03-20 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Yan Yi Seipelt during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.