Christopher Tu Hsin Chen
陳篤信
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Christopher Tu Hsin Chen (陳篤信), CE reference AZB705. Currently licensed at 1 firm(s): American Century Investment Management (Asia Pacific) Limited. Total licence records on file: 16.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| American Century Investment Management (Asia Pacific) Limited |
RO | Type 1 — Dealing in securities | 2023-08-29 | present |
| American Century Investment Management (Asia Pacific) Limited |
RO | Type 4 — Advising on securities | 2023-08-29 | present |
| American Century Investment Management (Asia Pacific) Limited |
Rep | Type 1 — Dealing in securities | 2018-07-19 | 2023-08-29 |
| American Century Investment Management (Asia Pacific) Limited |
Rep | Type 4 — Advising on securities | 2018-07-19 | 2023-08-29 |
| Baring Asset Management (Asia) Limited 霸菱資產管理(亞洲)有限公司 |
Rep | Type 1 — Dealing in securities | 2017-04-13 | 2018-06-29 |
| Baring Asset Management (Asia) Limited 霸菱資產管理(亞洲)有限公司 |
Rep | Type 4 — Advising on securities | 2017-04-13 | 2018-06-29 |
| Mirae Asset Global Investments (Hong Kong) Limited 未來資產環球投資(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2015-07-02 | 2017-04-01 |
| Mirae Asset Global Investments (Hong Kong) Limited 未來資產環球投資(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2015-07-02 | 2017-04-01 |
| BlackRock Asset Management North Asia Limited 貝萊德資產管理北亞有限公司 |
Rep | Type 1 — Dealing in securities | 2014-11-14 | 2015-06-07 |
| BlackRock (Hong Kong) Limited 貝萊德(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2014-11-14 | 2014-12-31 |
| BlackRock Asset Management North Asia Limited 貝萊德資產管理北亞有限公司 |
Rep | Type 4 — Advising on securities | 2014-11-14 | 2015-06-07 |
| BlackRock (Hong Kong) Limited 貝萊德(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2014-11-14 | 2014-12-31 |
| BlackRock Asset Management North Asia Limited 貝萊德資產管理北亞有限公司 |
Rep | Type 9 — Asset management | 2014-11-14 | 2015-06-07 |
| BlackRock (Hong Kong) Limited 貝萊德(香港)有限公司 |
Rep | Type 9 — Asset management | 2014-11-14 | 2014-12-31 |
| RCM Asia Pacific Limited | Rep | Type 4 — Advising on securities | 2012-02-23 | 2014-11-03 |
| RCM Asia Pacific Limited | Rep | Type 9 — Asset management | 2012-02-23 | 2014-11-03 |