Luke Peter Moore
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Luke Peter Moore, a licensed Responsible Officer with CE reference BDK855. Currently licensed at 2 firm(s): Ascalon Capital Limited, Oreana Financial Services Limited. Active regulated activities: Type 1 - Dealing in securities; Type 4 - Advising on securities; Type 9 - Asset management. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Ascalon Capital Limited |
RO | Type 9 - Asset management | 2021-11-09 | present |
| Oreana Financial Services Limited 澳利亞金融服務有限公司 |
RO | Type 1 - Dealing in securities | 2014-07-16 | present |
| Oreana Financial Services Limited 澳利亞金融服務有限公司 |
RO | Type 4 - Advising on securities | 2014-07-16 | present |
| Oreana Financial Services Limited 澳利亞金融服務有限公司 |
RO | Type 9 - Asset management | 2014-07-16 | present |