Lipeng Dai
戴力鵬
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Lipeng Dai (戴力鵬), CE reference BNB025. Currently licensed at 1 firm(s): Avalok Capital Limited. Total licence records on file: 12.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Avalok Capital Limited 宏觀資本有限公司 |
Rep | Type 4 — Advising on securities | 2025-07-02 | present |
| Avalok Capital Limited 宏觀資本有限公司 |
Rep | Type 9 — Asset management | 2025-07-02 | present |
| Haitong International Investment Managers Limited 海通國際投資經理有限公司 |
Rep | Type 1 — Dealing in securities | 2024-02-02 | 2025-04-10 |
| Haitong International Asset Management (HK) Limited 海通國際資產管理(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2024-02-02 | 2025-04-10 |
| Haitong International Investment Managers Limited 海通國際投資經理有限公司 |
Rep | Type 4 — Advising on securities | 2024-02-02 | 2025-04-10 |
| Haitong International Asset Management (HK) Limited 海通國際資產管理(香港)有限公司 |
Rep | Type 5 — Advising on futures contracts | 2024-02-02 | 2025-04-10 |
| Haitong International Asset Management (HK) Limited 海通國際資產管理(香港)有限公司 |
Rep | Type 9 — Asset management | 2024-02-02 | 2025-04-10 |
| Haitong International Investment Managers Limited 海通國際投資經理有限公司 |
Rep | Type 9 — Asset management | 2024-02-02 | 2025-04-10 |
| Dragonstone Capital Management Limited 龍石資本管理有限公司 |
Rep | Type 4 — Advising on securities | 2021-07-07 | 2023-12-31 |
| Dragonstone Capital Management Limited 龍石資本管理有限公司 |
Rep | Type 9 — Asset management | 2021-07-07 | 2023-12-31 |
| XinKong International Securities Limited 信控國際證券有限公司 |
Rep | Type 4 — Advising on securities | 2018-07-20 | 2021-06-15 |
| XinKong International Asset Management Limited 信控國際資產管理有限公司 |
Rep | Type 9 — Asset management | 2018-07-20 | 2021-06-15 |