Lipeng Dai
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Lipeng Dai (戴力鵬), a licensed Representative with CE reference BNB025. Currently licensed at 1 firm(s): China Industrial Securities International Asset Management Limited. Active regulated activities: Type 4 - Advising on securities; Type 9 - Asset management. This person has 7.6 years of SFC licence history. Total licence records on file: 14.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| China Industrial Securities International Asset Management Limited 興證國際資產管理有限公司 |
Rep | Type 4 - Advising on securities | 2026-08-10 | present |
| China Industrial Securities International Asset Management Limited 興證國際資產管理有限公司 |
Rep | Type 9 - Asset management | 2026-08-10 | present |
| Avalok Capital Limited 宏觀資本有限公司 |
Rep | Type 4 - Advising on securities | 2025-07-02 | 2026-07-17 |
| Avalok Capital Limited 宏觀資本有限公司 |
Rep | Type 9 - Asset management | 2025-07-02 | 2026-07-17 |
| Haitong International Investment Managers Limited 海通國際投資經理有限公司 |
Rep | Type 1 - Dealing in securities | 2024-02-02 | 2025-04-10 |
| Haitong International Asset Management (HK) Limited 海通國際資產管理(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2024-02-02 | 2025-04-10 |
| Haitong International Investment Managers Limited 海通國際投資經理有限公司 |
Rep | Type 4 - Advising on securities | 2024-02-02 | 2025-04-10 |
| Haitong International Asset Management (HK) Limited 海通國際資產管理(香港)有限公司 |
Rep | Type 5 - Advising on futures contracts | 2024-02-02 | 2025-04-10 |
| Haitong International Asset Management (HK) Limited 海通國際資產管理(香港)有限公司 |
Rep | Type 9 - Asset management | 2024-02-02 | 2025-04-10 |
| Haitong International Investment Managers Limited 海通國際投資經理有限公司 |
Rep | Type 9 - Asset management | 2024-02-02 | 2025-04-10 |
| Dragonstone Capital Management Limited 龍石資本管理有限公司 |
Rep | Type 4 - Advising on securities | 2021-07-07 | 2023-12-31 |
| Dragonstone Capital Management Limited 龍石資本管理有限公司 |
Rep | Type 9 - Asset management | 2021-07-07 | 2023-12-31 |
| XinKong International Securities Limited 信控國際證券有限公司 |
Rep | Type 4 - Advising on securities | 2018-07-20 | 2021-06-15 |
| XinKong International Asset Management Limited 信控國際資產管理有限公司 |
Rep | Type 9 - Asset management | 2018-07-20 | 2021-06-15 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Lipeng Dai during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.