Samson Yiu Cho Lui
呂耀祖
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Samson Yiu Cho Lui (呂耀祖), CE reference ABE957. Currently licensed at 1 firm(s): Annum Asset Management (Hong Kong) Limited. Total licence records on file: 7.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Annum Asset Management (Hong Kong) Limited |
Rep | Type 1 — Dealing in securities | 2023-09-26 | present |
| Annum Asset Management (Hong Kong) Limited |
Rep | Type 4 — Advising on securities | 2023-09-26 | present |
| Annum Asset Management (Hong Kong) Limited |
Rep | Type 9 — Asset management | 2023-09-26 | present |
| CAIIS Limited | Rep | Type 1 — Dealing in securities | 2014-08-18 | 2018-02-01 |
| CAIIS Limited | Rep | Type 4 — Advising on securities | 2014-08-18 | 2018-02-01 |
| CAIIS Limited | Rep | Type 1 — Dealing in securities | 2006-08-08 | 2011-06-24 |
| CAIIS Limited | Rep | Type 4 — Advising on securities | 2004-07-28 | 2011-06-24 |