Chun Wai Shum
沈俊威
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Chun Wai Shum (沈俊威), CE reference APF965. Currently licensed at 1 firm(s): Annum Asset Management (Hong Kong) Limited. Total licence records on file: 15.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Annum Asset Management (Hong Kong) Limited |
Rep | Type 1 — Dealing in securities | 2021-09-09 | present |
| Annum Asset Management (Hong Kong) Limited |
Rep | Type 4 — Advising on securities | 2020-09-08 | present |
| Annum Asset Management (Hong Kong) Limited |
Rep | Type 5 — Advising on futures contracts | 2020-09-08 | present |
| Annum Asset Management (Hong Kong) Limited |
Rep | Type 9 — Asset management | 2020-09-08 | present |
| Glory Sun Securities Limited 寶新證券有限公司 |
Rep | Type 1 — Dealing in securities | 2019-06-20 | 2019-10-21 |
| Glory Sun Securities Limited 寶新證券有限公司 |
Rep | Type 4 — Advising on securities | 2018-09-24 | 2019-10-21 |
| Haitong International Securities Company Limited 海通國際證券有限公司 |
Rep | Type 1 — Dealing in securities | 2014-04-22 | 2015-10-31 |
| Haitong International Futures Limited 海通國際期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2014-04-22 | 2015-10-31 |
| Haitong International Securities Company Limited 海通國際證券有限公司 |
Rep | Type 4 — Advising on securities | 2014-04-22 | 2015-10-31 |
| iBest Consultants Limited | Rep | Type 2 — Dealing in futures contracts | 2012-07-25 | 2015-10-31 |
| iBest Consultants Limited | Rep | Type 1 — Dealing in securities | 2012-02-23 | 2015-10-31 |
| iBest Consultants Limited | Rep | Type 4 — Advising on securities | 2012-02-23 | 2015-10-31 |
| Emperor Securities Limited 英皇證券有限公司 |
Rep | Type 1 — Dealing in securities | 2010-06-04 | 2010-11-15 |
| Emperor Wealth Management Limited 英皇財富管理有限公司 |
Rep | Type 1 — Dealing in securities | 2010-06-04 | 2010-11-15 |
| OnePlatform Asset Management Limited 環一資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2007-07-12 | 2008-10-08 |