Hao-Wei Ting
丁豪威
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Hao-Wei Ting (丁豪威), CE reference AJN350. Currently licensed at 1 firm(s): Annum Asset Management (Hong Kong) Limited. Total licence records on file: 10.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Annum Asset Management (Hong Kong) Limited |
Rep | Type 1 — Dealing in securities | 2022-05-20 | present |
| Annum Asset Management (Hong Kong) Limited |
Rep | Type 4 — Advising on securities | 2022-05-20 | present |
| Annum Asset Management (Hong Kong) Limited |
Rep | Type 9 — Asset management | 2022-05-20 | present |
| UOB Kay Hian (Hong Kong) Limited 大華繼顯(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2022-01-25 | 2022-03-21 |
| UOB Kay Hian (Hong Kong) Limited 大華繼顯(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2022-01-25 | 2022-03-21 |
| Yuanta Securities (Hong Kong) Company Limited 元大證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2021-06-25 | 2021-12-31 |
| Yuanta Securities (Hong Kong) Company Limited 元大證券(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2021-06-25 | 2021-12-31 |
| RBC Global Asset Management (Asia) Limited 加皇環球資產管理(亞洲)有限公司 |
Rep | Type 1 — Dealing in securities | 2015-09-04 | 2016-07-09 |
| RBC Global Asset Management (Asia) Limited 加皇環球資產管理(亞洲)有限公司 |
Rep | Type 4 — Advising on securities | 2015-09-04 | 2016-07-09 |
| RBC Global Asset Management (Asia) Limited 加皇環球資產管理(亞洲)有限公司 |
Rep | Type 9 — Asset management | 2015-09-04 | 2016-07-09 |