Wing Shan Yim
嚴穎姍
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Wing Shan Yim (嚴穎姍), a licensed Representative with CE reference BGP739. Currently licensed at 1 firm(s): Ark Group Holdings (Hong Kong) Limited. Active regulated activities: Type 1 — Dealing in securities; Type 4 — Advising on securities. Total licence records on file: 9.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Ark Group Holdings (Hong Kong) Limited 方舟集團控股（香港）有限公司 |
Rep | Type 1 — Dealing in securities | 2023-08-28 | present |
| Ark Group Holdings (Hong Kong) Limited 方舟集團控股（香港）有限公司 |
Rep | Type 4 — Advising on securities | 2023-08-28 | present |
| China Renaissance Securities (Hong Kong) Limited 華興證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2022-08-30 | 2023-04-28 |
| CR Wealth and Asset Management Limited 華興財富資產管理有限公司 |
Rep | Type 1 — Dealing in securities | 2022-08-30 | 2023-04-28 |
| China Renaissance Securities (Hong Kong) Limited 華興證券(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2022-08-30 | 2023-04-28 |
| CR Wealth and Asset Management Limited 華興財富資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2022-08-30 | 2023-04-28 |
| CR Wealth and Asset Management Limited 華興財富資產管理有限公司 |
Rep | Type 9 — Asset management | 2022-08-30 | 2023-04-28 |
| Ark Group Holdings (Hong Kong) Limited 方舟集團控股（香港）有限公司 |
Rep | Type 1 — Dealing in securities | 2015-12-08 | 2022-07-29 |
| Ark Group Holdings (Hong Kong) Limited 方舟集團控股（香港）有限公司 |
Rep | Type 4 — Advising on securities | 2015-12-08 | 2022-07-29 |