Yujie Xu
許宇洁
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yujie Xu (許宇洁), CE reference AHR503. Currently licensed at 1 firm(s): Annum Asset Management (Hong Kong) Limited. Total licence records on file: 20.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Annum Asset Management (Hong Kong) Limited |
Rep | Type 1 — Dealing in securities | 2023-08-07 | present |
| Annum Asset Management (Hong Kong) Limited |
Rep | Type 4 — Advising on securities | 2023-08-07 | present |
| Annum Asset Management (Hong Kong) Limited |
Rep | Type 9 — Asset management | 2023-08-07 | present |
| Yau Wai International Asset Management Company Limited 有為國際資產管理有限公司 |
Rep | Type 1 — Dealing in securities | 2021-08-13 | 2021-12-13 |
| Yau Wai International Asset Management Company Limited 有為國際資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2021-08-13 | 2021-12-13 |
| Yau Wai International Asset Management Company Limited 有為國際資產管理有限公司 |
Rep | Type 9 — Asset management | 2021-08-13 | 2021-12-13 |
| BIL Wealth Management Limited 盧銀資產管理有限公司 |
Rep | Type 9 — Asset management | 2020-03-17 | 2020-09-21 |
| BIL Wealth Management Limited 盧銀資產管理有限公司 |
Rep | Type 1 — Dealing in securities | 2019-10-03 | 2020-09-21 |
| BIL Wealth Management Limited 盧銀資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2019-10-03 | 2020-09-21 |
| Rothschild & Co Wealth Management Hong Kong Limited | RO | Type 1 — Dealing in securities | 2018-10-24 | 2019-06-11 |
| Rothschild & Co Wealth Management Hong Kong Limited | RO | Type 4 — Advising on securities | 2018-10-24 | 2019-06-11 |
| Rothschild & Co Wealth Management Hong Kong Limited | Rep | Type 1 — Dealing in securities | 2018-04-06 | 2018-10-24 |
| Rothschild & Co Wealth Management Hong Kong Limited | Rep | Type 4 — Advising on securities | 2018-04-06 | 2018-10-24 |
| BSI Investment Advisors (Hong Kong) Limited 瑞意投資顧問(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2011-05-17 | 2014-01-31 |
| BSI Investment Advisors (Hong Kong) Limited 瑞意投資顧問(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2011-05-17 | 2013-07-23 |
| BSI Investment Advisors (Hong Kong) Limited 瑞意投資顧問(香港)有限公司 |
Rep | Type 9 — Asset management | 2011-05-17 | 2014-01-31 |
| Charles Schwab, Hong Kong, Limited 嘉信理財香港有限公司 |
Rep | Type 1 — Dealing in securities | 2007-10-02 | 2010-09-28 |
| Charles Schwab, Hong Kong, Limited 嘉信理財香港有限公司 |
Rep | Type 4 — Advising on securities | 2007-10-02 | 2010-09-28 |
| Charles Schwab, Hong Kong, Limited 嘉信理財香港有限公司 |
Rep | Type 5 — Advising on futures contracts | 2007-10-02 | 2010-09-28 |
| MIS Services Limited | Rep | Type 9 — Asset management | present | 2005-04-18 |