Ashis Kumar Sengupta
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ashis Kumar Sengupta, a licensed Representative with CE reference AUI272. Currently licensed at 1 firm(s): An Zhong (AZ) Investment Management Hong Kong Limited. Active regulated activities: Type 1 - Dealing in securities; Type 4 - Advising on securities. This person has 7.5 years of SFC licence history. Total licence records on file: 8.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| An Zhong (AZ) Investment Management Hong Kong Limited 安中投資管理香港有限公司 |
Rep | Type 1 - Dealing in securities | 2024-11-22 | present |
| An Zhong (AZ) Investment Management Hong Kong Limited 安中投資管理香港有限公司 |
Rep | Type 4 - Advising on securities | 2024-11-22 | present |
| CAIIS Limited | Rep | Type 1 - Dealing in securities | 2014-07-30 | 2018-02-01 |
| CAIIS Limited | Rep | Type 4 - Advising on securities | 2014-07-30 | 2018-02-01 |
| Clariden Leu Asset Management (Hong Kong) Limited 瑞士嘉來資產管理(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2011-11-01 | 2012-08-02 |
| Clariden Leu Asset Management (Hong Kong) Limited 瑞士嘉來資產管理(香港)有限公司 |
Rep | Type 9 - Asset management | 2011-11-01 | 2012-08-02 |
| Julius Baer (Hong Kong) Limited | Rep | Type 1 - Dealing in securities | 2009-12-11 | 2011-06-13 |
| Julius Baer (Hong Kong) Limited | Rep | Type 4 - Advising on securities | 2009-12-11 | 2011-06-13 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Ashis Kumar Sengupta during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.
| Name | Shared firm | Overlap |
|---|---|---|
| Lai Ming Ho | CAIIS Limited | 2015–2018 |
| Samson Yiu Cho Lui | CAIIS Limited | 2014–2018 |
| Moon Sung Chang | CAIIS Limited | 2014–2018 |
| Moon Fuk Cheung | CAIIS Limited | 2014–2018 |
| Chun Yu Choy | CAIIS Limited | 2014–2018 |
| Ping Hui Chu | CAIIS Limited | 2014–2018 |
| Yvonne Pui Yeung Chan | CAIIS Limited | 2014–2018 |
| Yin Wa Cheung | CAIIS Limited | 2014–2018 |
| Yee Ming Chan | CAIIS Limited | 2014–2018 |
| Timothy Kwok Cheung Lo | CAIIS Limited | 2014–2018 |
| Janet Kar Ming Lau | CAIIS Limited | 2014–2018 |
| Kwan Yee So | CAIIS Limited | 2014–2018 |
| Pui Sze Bessy Tsui | CAIIS Limited | 2014–2018 |
| Yuk Ting Wong | CAIIS Limited | 2014–2018 |
| Cynthia Shuet Kwan Wong | CAIIS Limited | 2014–2018 |
| Michelle Wu | CAIIS Limited | 2014–2018 |
| Ho Yan Wong | CAIIS Limited | 2014–2018 |
| Kam Hon Chan | CAIIS Limited | 2014–2018 |
| Charlie Ka Ki Lam | CAIIS Limited | 2015–2018 |
| Catherine Pik Yiu Tsoi | CAIIS Limited | 2014–2017 |