William Wai Lun Ip
葉偉倫
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for William Wai Lun Ip (葉偉倫), CE reference AEK747. Currently licensed at 1 firm(s): Amasse Capital Limited. Total licence records on file: 21.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Amasse Capital Limited 寶積資本有限公司 |
Rep | Type 1 — Dealing in securities | 2022-12-16 | present |
| Amasse Capital Limited 寶積資本有限公司 |
Rep | Type 6 — Advising on corporate finance | 2022-12-16 | present |
| Pine Peak Corporate Finance Limited 高通融資有限公司 |
RO | Type 1 — Dealing in securities | 2021-06-15 | 2022-05-31 |
| Pine Peak Corporate Finance Limited 高通融資有限公司 |
RO | Type 6 — Advising on corporate finance | 2021-06-15 | 2022-05-31 |
| SMBC Nikko Securities (Hong Kong) Limited 日興證券(香港)有限公司 |
RO | Type 1 — Dealing in securities | 2012-09-19 | 2020-10-30 |
| SMBC Nikko Securities (Hong Kong) Limited 日興證券(香港)有限公司 |
RO | Type 4 — Advising on securities | 2012-09-19 | 2020-10-30 |
| SMBC Nikko Securities (Hong Kong) Limited 日興證券(香港)有限公司 |
RO | Type 6 — Advising on corporate finance | 2012-07-20 | 2020-10-30 |
| Cantor Fitzgerald (Hong Kong) Capital Markets Limited 建達(香港)資本市場有限公司 |
RO | Type 1 — Dealing in securities | 2011-11-14 | 2012-02-18 |
| Cantor Fitzgerald (Hong Kong) Capital Markets Limited 建達(香港)資本市場有限公司 |
RO | Type 6 — Advising on corporate finance | 2010-07-22 | 2012-02-18 |
| Cantor Fitzgerald (Hong Kong) Capital Markets Limited 建達(香港)資本市場有限公司 |
Rep | Type 1 — Dealing in securities | 2010-04-13 | 2011-11-14 |
| South China Securities Limited 南華證券投資有限公司 |
Rep | Type 1 — Dealing in securities | 2009-03-11 | 2010-03-28 |
| South China Research Limited 南華資料研究有限公司 |
Rep | Type 4 — Advising on securities | 2009-03-11 | 2009-11-23 |
| South China Capital Limited 南華融資有限公司 |
RO | Type 6 — Advising on corporate finance | 2007-10-16 | 2010-03-28 |
| South China Capital Limited 南華融資有限公司 |
Rep | Type 6 — Advising on corporate finance | 2007-03-21 | 2007-10-16 |
| JW Capital Securities Limited 君威資本證券有限公司 |
Rep | Type 6 — Advising on corporate finance | 2006-02-07 | 2006-09-01 |
| JW Capital Securities Limited 君威資本證券有限公司 |
Rep | Type 4 — Advising on securities | 2005-06-21 | 2006-09-01 |
| JW Capital Securities Limited 君威資本證券有限公司 |
Rep | Type 9 — Asset management | 2005-06-21 | 2006-09-01 |
| ICEA Capital Limited 工商東亞融資有限公司 |
Rep | Type 1 — Dealing in securities | present | 2004-11-01 |
| ICEA Capital Limited 工商東亞融資有限公司 |
Rep | Type 4 — Advising on securities | present | 2004-11-01 |
| ICEA Capital Limited 工商東亞融資有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2004-11-01 |
| ICEA Capital Limited 工商東亞融資有限公司 |
Rep | Type 9 — Asset management | present | 2004-11-01 |